SEC Investigation Updates - August 30, 2022
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Today we published updates into SEC investigative activity at the following companies --
| 1 | 1-800-Flowers.com Incorporated | FLWS |
| 2 | 3D Systems Corp. | DDD |
| 3 | AAON Inc. | AAON |
| 4 | Agilent Technologies Inc. | A |
| 5 | Akamai Technologies, Inc. | AKAM |
| 6 | Ambac Financial Group, Inc. | AMBC |
| 7 | Amphenol Corporation | APH |
| 8 | Avalara, Inc. | AVLR |
| 9 | Boston Scientific Corporation | BSX |
| 10 | Callon Petroleum Company | CPE |
| 11 | Chase Corporation | CCF |
| 12 | CoreCivic Inc. | CXW |
| 13 | Credit Acceptance Corp. | CACC |
| 14 | Davita Inc. | DVA |
| 15 | Deckers Outdoor Corp | DECK |
| 16 | Dr. Reddy's Laboratories Ltd. | RDY |
| 17 | DXC Technology Company | DXC |
| 18 | Equity Residential | EQR |
| 19 | Exact Sciences Corp. | EXAS |
| 20 | Farfetch Ltd. | FTCH |
| 21 | Fulton Financial Corporation | FULT |
| 22 | Generac Holdings, Inc. | GNRC |
| 23 | General Mills, Inc. | GIS |
| 24 | Guardant Health, Inc. | GH |
| 25 | Haynes International, Inc. | HAYN |
| 26 | Home Depot Inc., The | HD |
| 27 | Huntington Ingalls Industries, Inc. | HII |
| 28 | Interpid Potash, Inc. | IPI |
| 29 | IPG Photonics Corporation | IPGP |
| 30 | JD.com Inc. | JD |
| 31 | KAR Auction Services, Inc. | KAR |
| 32 | KB Home Inc. | KBH |
| 33 | Lincoln Electric Holdings Inc. | LECO |
| 34 | Loews Corporation | L |
| 35 | Merit Medical Systems, Inc. | MMSI |
| 36 | Ollie's Bargain Outlet Holdings Inc. | OLLI |
| 37 | Opko Health, Inc. | OPK |
| 38 | Plug Power, Inc. | PLUG |
| 39 | Procter & Gamble Company, The | PG |
| 40 | Proto Labs Inc. | PRLB |
| 41 | QUALCOMM Incorporated | QCOM |
| 42 | Ra Medical Systems, Inc. | RMED |
| 43 | Reinsurance Group of America Inc. | RGA |
| 44 | Ryder System, Inc. | R |
| 45 | SeaWorld Entertainment Inc. | SEAS |
| 46 | Tenneco, Inc. | TEN |
| 47 | UnitedHealth Group, Inc. | UNH |
| 48 | Vicor Corp. | VICR |
| 49 | WestAmerica Bancorp | WABC |
| 50 | Wintrust Financial Corporation | WTFC |
Important: The data reflected in this report are only current as of the dates indicated for each individual company. SEC investigative activity could theoretically begin or end after the date covered by the latest information in this report which would not be reflected here.
Similarly, public company disclosures made since the dates indicated herein could impact your analysis.
The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.
Full disclosures and important additional information appear at the end of this report.
