Capital One Financial Corporation – SEC Investigation Update

COF

Capital One Financial Corporation – COF:  SEC Investigation Update

An undisclosed SEC investigation is again confirmed, as of 21-Apr-2021.  We’ve been tracking an undisclosed SEC investigation at Capital One since Sep-2019. This is a change from Oct-2018, at which time no signs of ongoing SEC investigative activity were found.  Maintained on Watch List. 

 

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