As of the Date of Response in the table below, we received information from the SEC to suggest the absence of recent SEC investigative activity on the following 34 companies --
No SEC Investigative Activity
Company Name | Ticker | Date of Response |
Acxiom Corporation | ACXM | 16-Dec-2014 |
Affymetrix, Inc. | AFFX | 19-Dec-2014 |
Agnico-Eagle Mines Ltd. | AEM | 16-Dec-2014 |
Alexandria Real Estate Equities, Inc. | ARE | 18-Dec-2014 |
Amgen Inc. | AMGN | 18-Dec-2014 |
Applied Industrial Technologies, Inc. | AIT | 16-Dec-2014 |
Array BioPharma, Inc. | ARRY | 19-Dec-2014 |
Brunswick Corporation | BC | 16-Dec-2014 |
Cell Therapeutics, Inc. | CTIC | 15-Dec-2014 |
Centene Corp. | CNC | 16-Dec-2014 |
Cognex Corporation | CGNX | 17-Dec-2014 |
Cohu, Inc. | COHU | 16-Dec-2014 |
Constellation Energy Partners LLC | CEP | 19-Dec-2014 |
Crocs, Inc. | CROX | 15-Dec-2014 |
Dupont Fabros Technology, Inc. | DFT | 16-Dec-2014 |
EnLink Midstream LLC | ENLC | 16-Dec-2014 |
Gran Tierra Energy, Inc. | GTE | 18-Dec-2014 |
Greenbrier Companies Inc., The | GBX | 15-Dec-2014 |
HFF, Inc. | HF | 16-Dec-2014 |
Hilltop Holdings Inc. | HTH | 16-Dec-2014 |
Intevac, Inc. | IVAC | 16-Dec-2014 |
LaClede Group Inc., The | LG | 15-Dec-2014 |
Lexington Realty Trust | LXP | 17-Dec-2014 |
Medifast Inc. | MED | 19-Dec-2014 |
Methode Electronics, Inc. | MEI | 17-Dec-2014 |
Olympic Steel Inc. | ZEUS | 16-Dec-2014 |
Omega Protein Corp. | OME | 17-Dec-2014 |
Omnicell, Inc. | OMCL | 17-Dec-2014 |
Pegasystems Inc. | PEGA | 18-Dec-2014 |
Protective Life Corp. | PL | 18-Dec-2014 |
Quality Distribution, Inc. | QLTY | 18-Dec-2014 |
Swift Energy Co. | SFY | 15-Dec-2014 |
TJX Companies Inc., The | TJX | 18-Dec-2014 |
Urstadt Buddle Properties Inc. | UBA | 15-Dec-2014 |
To learn more on our process and what our findings mean, click here.
Notes: The SEC did not disclose the details on investigations referenced above. The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security. New SEC investigative activity could theoretically begin or end after the date covered by this latest information which would not be reflected here.