Update: 02-Mar-2020 --
Removed from Watch List.
An appeal response of 30-Jan-2020, tells us there is no longer an ongoing SEC investigation. The related file has been remanded for further processing. The first response indicating an SEC investigation was dated 04-Apr-2019, and later confirmed in an appeal response dated 21-May-2019.
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Service Corp International – SCI: Confirmed, Undisclosed SEC Investigation. The first Freedom of Information Act (FOIA) response indicating an SEC investigation was dated 04-Apr-2019, and later confirmed in an appeal response dated 21-May-2019. This is a change from an appeal response dated 19-Apr-2018, which said no SEC investigative records were found. With new data reflected in this report, Service Corp International is added to our Watch List of companies with confirmed, undisclosed SEC investigations.
Clients are invited to contact us anytime, in total confidence, to discuss how to better assess the risks we identify here.
To learn more on our process and what our findings mean, click here.
Note: New SEC investigative activity could theoretically begin or end after the date covered by this latest information which would not be reflected here.
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