SEC Investigation Updates - September 30, 2022
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Today we published updates into SEC investigative activity at the following companies --
| 1 | AT&T, Inc. | T |
| 2 | Bancfirst Corporation | BANF |
| 3 | Brookfield Asset Management, Inc. | BAM |
| 4 | Cathay General Bancorp | CATY |
| 5 | Cato Corporation, The | CATO |
| 6 | Clearwater Paper Corp. | CLW |
| 7 | CNO Financial Group, Inc. | CNO |
| 8 | Corcept Therapeutics, Inc. | CORT |
| 9 | Costar Group, Inc. | CSGP |
| 10 | Dine Brands Global Inc. | DIN |
| 11 | Dynavax Technologies Corp. | DVAX |
| 12 | Eastman Chemical Co. | EMN |
| 13 | Edwards Lifesciences, Corp. | EW |
| 14 | Flowers Foods, Inc. | FLO |
| 15 | G-III Apparel Group, Ltd. | GIII |
| 16 | ICU Medical, Inc. | ICUI |
| 17 | Kilroy Realty Corporation | KRC |
| 18 | Kimberly-Clark Corporation | KMB |
| 19 | Kinder Morgan, Inc. | KMI |
| 20 | Lancaster Colony Corporation | LANC |
| 21 | Lowe's Companies, Inc. | LOW |
| 22 | Movado Group, Inc. | MOV |
| 23 | Pinnacle West Capital Corporation | PNW |
| 24 | PRA Group, Inc. | PRAA |
| 25 | Ralph Lauren Corporation | RL |
| 26 | Renasant Corp. | RNST |
| 27 | Republic Services, Inc. | RSG |
| 28 | Seacoast Banking Corporation of Florida | SBCF |
| 29 | Sherwin-Williams Company, The | SHW |
| 30 | Sonos, Inc. | SONO |
| 31 | SS&C Technologies Holdings, Inc. | SSNC |
| 32 | Taiwan Semiconductor Manufacturing Company Limited | TSM |
| 33 | Target Corporation | TGT |
| 34 | Trinity Industries, Inc. | TRN |
| 35 | Tutor Perini Corporation | TPC |
| 36 | United States Cellular Corp. | USM |
| 37 | V.F. Corporation | VFC |
| 38 | Valero Energy Corporation | VLO |
| 39 | Vulcan Materials Co. | VMC |
| 40 | Warner Bros. Discovery, Inc., fka, Discovery, Inc. | WBD |
Important: The data reflected in this report are only current as of the dates indicated for each individual company. SEC investigative activity could theoretically begin or end after the date covered by the latest information in this report which would not be reflected here.
Similarly, public company disclosures made since the dates indicated herein could impact your analysis.
The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.
Full disclosures and important additional information appear at the end of this report.
