SEC Investigation Updates: September 30, 2022

SEC Investigation Updates - September 30, 2022
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Today we published updates into SEC investigative activity at the following companies --

1 AT&T, Inc. T
2 Bancfirst Corporation BANF
3 Brookfield Asset Management, Inc. BAM
4 Cathay General Bancorp CATY
5 Cato Corporation, The CATO
6 Clearwater Paper Corp. CLW
7 CNO Financial Group, Inc. CNO
8 Corcept Therapeutics, Inc. CORT
9 Costar Group, Inc. CSGP
10 Dine Brands Global Inc. DIN
11 Dynavax Technologies Corp. DVAX
12 Eastman Chemical Co. EMN
13 Edwards Lifesciences, Corp. EW
14 Flowers Foods, Inc. FLO
15 G-III Apparel Group, Ltd. GIII
16 ICU Medical, Inc. ICUI
17 Kilroy Realty Corporation KRC
18 Kimberly-Clark Corporation KMB
19 Kinder Morgan, Inc. KMI
20 Lancaster Colony Corporation LANC
21 Lowe's Companies, Inc. LOW
22 Movado Group, Inc. MOV
23 Pinnacle West Capital Corporation PNW
24 PRA Group, Inc. PRAA
25 Ralph Lauren Corporation RL
26 Renasant Corp. RNST
27 Republic Services, Inc. RSG
28 Seacoast Banking Corporation of Florida SBCF
29 Sherwin-Williams Company, The SHW
30 Sonos, Inc. SONO
31 SS&C Technologies Holdings, Inc. SSNC
32 Taiwan Semiconductor Manufacturing Company Limited TSM
33 Target Corporation TGT
34 Trinity Industries, Inc. TRN
35 Tutor Perini Corporation TPC
36 United States Cellular Corp. USM
37 V.F. Corporation VFC
38 Valero Energy Corporation VLO
39 Vulcan Materials Co. VMC
40 Warner Bros. Discovery, Inc., fka, Discovery, Inc. WBD


Important:  The data reflected in this report are only current as of the dates indicated for each individual company.  SEC investigative activity could theoretically begin or end after the date covered by the latest information in this report which would not be reflected here.

Similarly, public company disclosures made since the dates indicated herein could impact your analysis.   

The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security. 

Full disclosures and important additional information appear at the end of this report.