ALX
ASPS
AAT
APAM
AZO
BIIB
BWA
BBW
CCJ
GTLS
CTRN
ROAD
CMT
CSGS
CTS
XRAY
DHT
FANG
DCOM
DPZ
EGLE
EPC
ENTA
WIRE
EVA
EPR
ELS
EEFT
EVRG
FND
FTNT
GOSS
HAL
HVT
HCA
HLX
JKHY
HRI
HIW
HI
HNI
HOMB
HRL
ICE
NVTA
JELD
JBT
KNSA
LCII
LEN
lin
MFC
MRO
MMI
MEDP
MLAB
MSI
NATI
NLS
NWL
NGM
OLN
ZEUS
OFLX
OSW
ONTO
PACW
PLMR
PAR
PKE
PLAB
O
RWT
RVTY / PKI
SAIC
SWAV
SMPL
SKYW
SAVE
RGR
SUI
TDC
TTEK
TEVA
TWI
TR
TT
UDR
UCTT
UEIC
UPLD
UE
UXIN
VNDA
VCEL
VBTX
VRTS
VC
WEC
ZBRA
SEC Investigation Updates - September 12, 2023
(PDF with full report only visible if logged-in)
Today we published updates into SEC investigative activity at the following 100 US-listed companies --
| 1 | Alexander's Inc. | ALX |
| 2 | Altisource Portfolio Solutions S.A. | ASPS |
| 3 | American Assets Trust, Inc. | AAT |
| 4 | Artisan Partners Asset Management Inc. | APAM |
| 5 | Autozone, Inc. | AZO |
| 6 | Biogen Inc. | BIIB |
| 7 | BorgWarner, Inc. | BWA |
| 8 | Build-A-Bear Workshop, Inc. | BBW |
| 9 | Cameco Corp. | CCJ |
| 10 | Chart Industries, Inc. | GTLS |
| 11 | Citi Trends Inc. | CTRN |
| 12 | Construction Partners, Inc. | ROAD |
| 13 | Core Molding Technologies, Inc. | CMT |
| 14 | CSG Systems International Inc. | CSGS |
| 15 | CTS Corporation | CTS |
| 16 | Dentsply Sirona, Inc. | XRAY |
| 17 | DHT Holdings, Inc. | DHT |
| 18 | Diamondback Energy, Inc. | FANG |
| 19 | Dime Community Bancshares, Inc. | DCOM |
| 20 | Domino's Pizza, Inc. | DPZ |
| 21 | Eagle Bulk Shipping, Inc. | EGLE |
| 22 | Edgewell Personal Care Co. | EPC |
| 23 | Enanta Pharmaceuticals, Inc. | ENTA |
| 24 | Encore Wire Corp. | WIRE |
| 25 | Enviva, Inc. | EVA |
| 26 | EPR Properties | EPR |
| 27 | Equity LifeStyle Properties, Inc. | ELS |
| 28 | Euronet Worldwide Inc. | EEFT |
| 29 | Evergy, Inc. | EVRG |
| 30 | Floor & Décor Holdings, Inc. | FND |
| 31 | Fortinet, Inc. | FTNT |
| 32 | Gossamer Bio, Inc. | GOSS |
| 33 | Halliburton Company | HAL |
| 34 | Haverty Furniture Companies Inc. | HVT |
| 35 | HCA Healthcare, Inc. | HCA |
| 36 | Helix Energy Solutions Group, Inc. | HLX |
| 37 | Henry, Jack & Associates Inc. | JKHY |
| 38 | Herc Holdings Inc. | HRI |
| 39 | Highwoods Properties, Inc. | HIW |
| 40 | Hillenbrand Inc. | HI |
| 41 | HNI Corp. | HNI |
| 42 | Home Bancshares, Inc. | HOMB |
| 43 | Hormel Foods Corp. | HRL |
| 44 | Intercontinental Exchange, Inc. | ICE |
| 45 | Invitae Corp. | NVTA |
| 46 | Jeld-Wen Holding, Inc. | JELD |
| 47 | John Bean Technologies Corp. | JBT |
| 48 | Kiniksa Pharmaceuticals Ltd. | KNSA |
| 49 | LCI Industries | LCII |
| 50 | Lennar Corp. | LEN |
| 51 | Linde Plc. | LIN |
| 52 | Manulife Financial Corporation | MFC |
| 53 | Marathon Oil Corporation | MRO |
| 54 | Marcus & Millichap Inc. | MMI |
| 55 | Medpace Holdings, Inc. | MEDP |
| 56 | Mesa Laboratories Inc. | MLAB |
| 57 | Motorola Solutions, Inc. | MSI |
| 58 | National Instruments Corp. | NATI |
| 59 | Nautilus Inc. | NLS |
| 60 | Newell Brands, Inc. | NWL |
| 61 | NGM Biopharmaceuticals, Inc. | NGM |
| 62 | Olin Corp. | OLN |
| 63 | Olympic Steel Inc. | ZEUS |
| 64 | Omega Flex, Inc. | OFLX |
| 65 | OneSpaWorld Holdings Ltd. | OSW |
| 66 | Onto Innovation, Inc. | ONTO |
| 67 | PacWest Bancorp | PACW |
| 68 | Palomar Holdings, Inc. | PLMR |
| 69 | PAR Technology Corp. | PAR |
| 70 | Park Aerospace Corp. | PKE |
| 71 | Photronics Inc. | PLAB |
| 72 | Realty Income Corp. | O |
| 73 | Redwood Trust, Inc. | RWT |
| 74 | Revvity, Inc., fka, PerkinElmer, Inc. | RVTY / PKI |
| 75 | Science Applications International Corp. | SAIC |
| 76 | Shockwave Medical Inc. | SWAV |
| 77 | Simply Good Foods Co. | SMPL |
| 78 | SkyWest Inc. | SKYW |
| 79 | Spirit Airlines, Inc. | SAVE |
| 80 | Sturm, Ruger & Company, Inc. | RGR |
| 81 | Sun Communities, Inc. | SUI |
| 82 | Teradata Corp. | TDC |
| 83 | Tetra Tech Inc. | TTEK |
| 84 | TEVA Pharmaceutical Industries Ltd. | TEVA |
| 85 | Titan International, Inc. | TWI |
| 86 | Tootsie Roll Industries, Inc. | TR |
| 87 | Trane Technologies plc. | TT |
| 88 | UDR, Inc. | UDR |
| 89 | Ultra Clean Holdings, Inc. | UCTT |
| 90 | Universal Electronics Inc. | UEIC |
| 91 | Upland Software, Inc. | UPLD |
| 92 | Urban Edge Properties | UE |
| 93 | Uxin Ltd. | UXIN |
| 94 | Vanda Pharmaceuticals, Inc. | VNDA |
| 95 | Vericel Corp. | VCEL |
| 96 | Veritex Holdings, Inc. | VBTX |
| 97 | Virtus Investment Partners Inc. | VRTS |
| 98 | Visteon Corp. | VC |
| 99 | WEC Energy Group Inc. | WEC |
| 100 | Zebra Technologies Corp. | ZBRA |
