SEC Investigation Updates - November 16, 2022
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Today we published updates into SEC investigative activity at the following companies --
| 1 | Activision Blizzard, Inc. | ATVI |
| 2 | Adams Resources & Energy, Inc. | AE |
| 3 | Adverum Biotechnologies, Inc. | ADVM |
| 4 | Alamo Group, Inc. | ALG |
| 5 | American Vanguard Corporation | AVD |
| 6 | America's Car-Mart Inc. | CRMT |
| 7 | ANSYS Inc. | ANSS |
| 8 | Beyond Meat, Inc. | BYND |
| 9 | Big Lots, Inc. | BIG |
| 10 | Blackbaud, Inc. | BLKB |
| 11 | BOK Financial Corporation | BOKF |
| 12 | British American Tobacco, Plc. | BTI |
| 13 | CenterPoint Energy, Inc. | CNP |
| 14 | Columbia Sportswear Company | COLM |
| 15 | CommVault Systems Inc. | CVLT |
| 16 | Cooper Companies, Inc. | COO |
| 17 | Credicorp Ltd | BAP |
| 18 | Farmland Partners, Inc. | FPI |
| 19 | Federal Signal Corp. | FSS |
| 20 | Freedom Holding Corporation | FRHC |
| 21 | GoDaddy Inc. | GDDY |
| 22 | Harmonic Inc. | HLIT |
| 23 | Heidrick & Struggles International, Inc. | HSII |
| 24 | IDT Corp. | IDT |
| 25 | Incyte Corp. | INCY |
| 26 | International Game Technology | IGT |
| 27 | Intevac, Inc. | IVAC |
| 28 | Lamar Advertising Co. | LAMR |
| 29 | La-Z-Boy Incorporated | LZB |
| 30 | Liberty Global PLC | LBTYA |
| 31 | Linde Plc. | LIN |
| 32 | Marcus & Millichap Inc. | MMI |
| 33 | Marriott Vacations Worldwide Corp. | VAC |
| 34 | Matthews International Corp. | MATW |
| 35 | Nacco Industries, Inc. | NC |
| 36 | Old National Bancorp | ONB |
| 37 | Park Hotels & Resorts Inc. | PK |
| 38 | Parker-Hannifin Corporation | PH |
| 39 | Penumbra Inc. | PEN |
| 40 | Raytheon Technologies Corp. | RTX |
| 41 | Rigel Pharmaceuticals, Inc. | RIGL |
| 42 | SL Green Realty Corporation | SLG |
| 43 | SLM Corporation | SLM |
| 44 | Southwest Gas Corporation | SWX |
| 45 | Southwestern Energy Co. | SWN |
| 46 | Splunk Inc. | SPLK |
| 47 | SVB Financial Group | SIVB |
| 48 | TherapeuticsMD Inc. | TXMD |
| 49 | UMB Financial Corporation | UMBF |
| 50 | WD-40 Company | WDFC |
Important: The data reflected in this report are only current as of the dates indicated for each individual company. SEC investigative activity could theoretically begin or end after the date covered by the latest information in this report which would not be reflected here.
Similarly, public company disclosures made since the dates indicated herein could impact your analysis.
The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.
Full disclosures and important additional information appear at the end of this report.
