SEC Investigation Updates: November 16, 2022

SEC Investigation Updates - November 16, 2022
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Today we published updates into SEC investigative activity at the following companies --

1 Activision Blizzard, Inc. ATVI
2 Adams Resources & Energy, Inc. AE
3 Adverum Biotechnologies, Inc. ADVM
4 Alamo Group, Inc. ALG
5 American Vanguard Corporation AVD
6 America's Car-Mart Inc. CRMT
8 Beyond Meat, Inc. BYND
9 Big Lots, Inc. BIG
10 Blackbaud, Inc. BLKB
11 BOK Financial Corporation BOKF
12 British American Tobacco, Plc. BTI
13 CenterPoint Energy, Inc. CNP
14 Columbia Sportswear Company COLM
15 CommVault Systems Inc. CVLT
16 Cooper Companies, Inc. COO
17 Credicorp Ltd BAP
18 Farmland Partners, Inc. FPI
19 Federal Signal Corp. FSS
20 Freedom Holding Corporation FRHC
21 GoDaddy Inc. GDDY
22 Harmonic Inc. HLIT
23 Heidrick & Struggles International, Inc. HSII
24 IDT Corp. IDT
25 Incyte Corp. INCY
26 International Game Technology IGT
27 Intevac, Inc. IVAC
28 Lamar Advertising Co. LAMR
29 La-Z-Boy Incorporated LZB
30 Liberty Global PLC LBTYA
31 Linde Plc. LIN
32 Marcus & Millichap Inc. MMI
33 Marriott Vacations Worldwide Corp. VAC
34 Matthews International Corp. MATW
35 Nacco Industries, Inc. NC
36 Old National Bancorp ONB
37 Park Hotels & Resorts Inc. PK
38 Parker-Hannifin Corporation PH
39 Penumbra Inc. PEN
40 Raytheon Technologies Corp. RTX
41 Rigel Pharmaceuticals, Inc. RIGL
42 SL Green Realty Corporation SLG
43 SLM Corporation SLM
44 Southwest Gas Corporation SWX
45 Southwestern Energy Co. SWN
46 Splunk Inc. SPLK
47 SVB Financial Group SIVB
48 TherapeuticsMD Inc. TXMD
49 UMB Financial Corporation UMBF
50 WD-40 Company WDFC


Important:  The data reflected in this report are only current as of the dates indicated for each individual company.  SEC investigative activity could theoretically begin or end after the date covered by the latest information in this report which would not be reflected here.

Similarly, public company disclosures made since the dates indicated herein could impact your analysis.   

The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security. 

Full disclosures and important additional information appear at the end of this report.