SEC Investigation Updates
(PDF with full report only visible if logged-in)
Today we published updates into SEC investigative activity at the following companies --
- Anika Therapeutics, Inc. ANIK
- Arrow Electronics, Inc. ARW
- Catalent, Inc. CTLT
- Dollar General Corporation DG
- Energizer Holdings, Inc. ENR
- Ethan Allen Interiors, Inc. ETH
- Ferroglobe PLC GSM
- Five Below Inc. FIVE
- Flowserve Corp. FLS
- Flushing Financial Corp. FFIC
- Genesco Inc. GCO
- Gentherm Inc. THRM
- Geospace Technologies Corp. GEOS
- German American Bancorp, Inc. GABC
- Great Southern Bancorp, Inc. GSBC
- Gulf Island Fabrication Inc. GIFI
- Halliburton Company HAL
- Henry Schein, Inc. HSIC
- ICF International Inc. ICFI
- Insight Enterprises, Inc. NSIT
- Keysight Technologies, Inc. KEYS
- Kimco Realty Corp. KIM
- Lam Research Corporation LRCX
- Medallion Financial Corp. MFIN
- Mednax, Inc. MD
- Minerals Technologies, Inc. MTX
- MKS Instruments, Inc. MKSI
- Mr. Cooper Group, Inc. COOP
- NCR Corporation NCR
- NortonLifeLock, Inc. NLOK
- NuCor Corp. NUE
- Overstock.com, Inc. OSTK
- Perficient Inc. PRFT
- Regis Corporation RGS
- Rocket Pharmaceuticals, Inc. RCKT
Important: The data reflected in this report are only current as of the dates indicated for each individual company. SEC investigative activity could theoretically begin or end after the date covered by the latest information in this report which would not be reflected here.
Similarly, public company disclosures made since the dates indicated herein could impact your analysis.
The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.
Full disclosures and important additional information appear at the end of this report.
