WMS
AER
AMG
AEM
AFG
CRMT
ANSS
ARMK
ABG
ASGN
ALV
AVNS
BRBR
BA
CWH
CBZ
CNP
CERS
CHEF
CMG
CTAS
CME
CCOI
COLM
CMA
FIX
CHCT
CVLT
CRAI
BAP
CCK
CW
DK
DLTR
ELF
EXP
SATS
ELV
ESGR
ENTG
EL
EXAS
FORR
FCX
GPS
ROCK
GL
GLRE
GFF
GPI
GPOR
HWC
HLIT
HSII
HTBK
HON
IPAR
ICPT
IVAC
INTU
JAZZ
JNPR
KPTI
KDP
KN
KVHI
LUMN
MGNX
VAC
MCD
MIDD
MKSI
MPWR
MSM
MLI
MUSA
NSTG
NTRA
NSA
NGS
NDSN
NOC
OXY
ONB
OMCL
OGS
PK
PAYX
PEB
PHAT
PM
PBI
PII
PPL
PSMT
QTRX
RS
SCHN
SHEN
SIG
SLAB
SON
SWN
STC
SRI
SUN
TTGT
TXRH
TLRY/ APHA
TITN
TMUS
TTC
UTL
UNM
VVV
VZ
W
WMK
WCC
WST
WSM
WT
WWE
XPO
ZION
SEC Investigation Updates - August 30, 2023
(PDF with full report only visible if logged-in)
Today we published updates into SEC investigative activity at the following 125 US-listed companies --
| 1 | Advanced Drainage Systems, Inc. | WMS |
| 2 | AerCap Holdings N.V. | AER |
| 3 | Affiliated Managers Group Inc. | AMG |
| 4 | Agnico-Eagle Mines Ltd. | AEM |
| 5 | American Financial Group Inc. | AFG |
| 6 | America's Car-Mart Inc. | CRMT |
| 7 | ANSYS Inc. | ANSS |
| 8 | Aramark | ARMK |
| 9 | Asbury Automotive Group, Inc. | ABG |
| 10 | ASGN Inc. | ASGN |
| 11 | Autoliv, Inc. | ALV |
| 12 | Avanos Medical, Inc. | AVNS |
| 13 | Bellring Brands, Inc. | BRBR |
| 14 | Boeing Company, The | BA |
| 15 | Camping World Holdings Inc. | CWH |
| 16 | CBIZ, Inc. | CBZ |
| 17 | CenterPoint Energy, Inc. | CNP |
| 18 | Cerus Corp. | CERS |
| 19 | Chefs' Warehouse, Inc. | CHEF |
| 20 | Chipotle Mexican Grill, Inc. | CMG |
| 21 | Cintas Corp. | CTAS |
| 22 | CME Group, Inc. | CME |
| 23 | Cogent Communications Holdings, Inc. | CCOI |
| 24 | Columbia Sportswear Company | COLM |
| 25 | Comerica, Inc. | CMA |
| 26 | Comfort Systems USA Inc. | FIX |
| 27 | Community Healthcare Trust, Inc. | CHCT |
| 28 | CommVault Systems Inc. | CVLT |
| 29 | CRA International, Inc. | CRAI |
| 30 | Credicorp Ltd | BAP |
| 31 | Crown Holdings Inc. | CCK |
| 32 | Curtiss-Wright Corp. | CW |
| 33 | Delek US Holdings, Inc. | DK |
| 34 | Dollar Tree, Inc. | DLTR |
| 35 | e.l.f. Beauty, Inc. | ELF |
| 36 | Eagle Materials Inc. | EXP |
| 37 | EchoStar Corp. | SATS |
| 38 | Elevance Health Inc. | ELV |
| 39 | Enstar Group Limited | ESGR |
| 40 | Entegris, Inc. | ENTG |
| 41 | Estee Lauder Companies, Inc. | EL |
| 42 | Exact Sciences Corp. | EXAS |
| 43 | Forrester Research, Inc. | FORR |
| 44 | Freeport McMoRan, Inc. | FCX |
| 45 | Gap, Inc. | GPS |
| 46 | Gibraltar Industries Inc. | ROCK |
| 47 | Globe Life, Inc. | GL |
| 48 | Greenlight Capital Re Ltd. | GLRE |
| 49 | Griffon Corporation | GFF |
| 50 | Group 1 Automotive Inc. | GPI |
| 51 | Gulfport Energy Corp. | GPOR |
| 52 | Hancock Whitney Corporation | HWC |
| 53 | Harmonic Inc. | HLIT |
| 54 | Heidrick & Struggles International, Inc. | HSII |
| 55 | Heritage Commerce Corp. | HTBK |
| 56 | Honeywell International, Inc. | HON |
| 57 | Inter Parfums, Inc. | IPAR |
| 58 | Intercept Pharmaceuticals | ICPT |
| 59 | Intevac, Inc. | IVAC |
| 60 | Intuit, Inc. | INTU |
| 61 | Jazz Pharmaceuticals Plc | JAZZ |
| 62 | Juniper Networks, Inc. | JNPR |
| 63 | Karyopharm Therapeutics Inc. | KPTI |
| 64 | Keurig Dr Pepper, Inc. | KDP |
| 65 | Knowles Corp. | KN |
| 66 | KVH Industries, Inc. | KVHI |
| 67 | Lumen Technologies Inc. | LUMN |
| 68 | MacroGenics Inc. | MGNX |
| 69 | Marriott Vacations Worldwide Corp. | VAC |
| 70 | McDonald's Corp. | MCD |
| 71 | Middleby Corp. | MIDD |
| 72 | MKS Instruments, Inc. | MKSI |
| 73 | Monolithic Power Systems, Inc. | MPWR |
| 74 | MSC Industrial Direct Co. Inc. | MSM |
| 75 | Mueller Industries, Inc. | MLI |
| 76 | Murphy USA, Inc. | MUSA |
| 77 | NanoString Technologies, Inc. | NSTG |
| 78 | Natera, Inc. | NTRA |
| 79 | National Storage Affiliates Trust | NSA |
| 80 | Natural Gas Services Group, Inc. | NGS |
| 81 | Nordson Corporation | NDSN |
| 82 | Northrop Grumman Corp. | NOC |
| 83 | Occidental Petroleum Corporation | OXY |
| 84 | Old National Bancorp | ONB |
| 85 | Omnicell, Inc. | OMCL |
| 86 | ONE Gas, Inc. | OGS |
| 87 | Park Hotels & Resorts Inc. | PK |
| 88 | Paychex, Inc. | PAYX |
| 89 | Pebblebrook Hotel Trust | PEB |
| 90 | Phathom Pharmaceuticals, Inc. | PHAT |
| 91 | Philip Morris International Inc. | PM |
| 92 | Pitney Bowes Inc. | PBI |
| 93 | Polaris Inc. | PII |
| 94 | PPL Corp. | PPL |
| 95 | PriceSmart Inc. | PSMT |
| 96 | Quanterix Corp. | QTRX |
| 97 | Reliance Steel & Aluminum Co. | RS |
| 98 | Schnitzer Steel Industries, Inc. | SCHN |
| 99 | Shenandoah Telecommunications Co. | SHEN |
| 100 | Signet Jewelers, Ltd. | SIG |
| 101 | Silicon Laboratories Inc. | SLAB |
| 102 | Sonoco Products Co. | SON |
| 103 | Southwestern Energy Co. | SWN |
| 104 | Stewart Information Services Corporation | STC |
| 105 | Stoneridge Inc. | SRI |
| 106 | Sunoco LP | SUN |
| 107 | TechTarget Inc. | TTGT |
| 108 | Texas Roadhouse, Inc. | TXRH |
| 109 | Tilray, the Aphria, Inc. unit | TLRY/ APHA |
| 110 | Titan Machinery, Inc. | TITN |
| 111 | T-Mobile US, Inc. | TMUS |
| 112 | Toro Co. | TTC |
| 113 | Unitil Corporation | UTL |
| 114 | Unum Group | UNM |
| 115 | Valvoline, Inc. | VVV |
| 116 | Verizon Communications, Inc. | VZ |
| 117 | Wayfair Inc. | W |
| 118 | Weis Markets, Inc. | WMK |
| 119 | WESCO International Inc. | WCC |
| 120 | West Pharmaceutical Services, Inc. | WST |
| 121 | Williams-Sonoma Inc. | WSM |
| 122 | WisdomTree, Inc. | WT |
| 123 | World Wrestling Entertainment, Inc. | WWE |
| 124 | XPO, Inc. | XPO |
| 125 | Zions Bancorp | ZION |
