AE
AAP
ALG
AA
AMED
ANIP
AZPN
BFIN
B
BIG
TECH
BOKF
BKE
CWT
CCBG
CAT
CELH
CPK
CCO
CMS
COLB
CWCO
CPRT
CRLBF
CROX
DEO
EBIX
EMBC
ERJ
ERII
EOG
EPAM
EQT
FDS
FSS
FAF
FBP
FCF
FCBC
FFWM
FHN
FLO
FRHC
GCI
GEL
GNW
GIII
GHC
GLDD
GHL
HAFC
HTLD
HSY
DINO
HTH
HBAN
HURN
ICUI
IDT
IFF
IGT
KMB
KOD
LAMR
LZB
LNC
LQDT
LFUS
LYB
MANH
HZO
MTZ
MTDR
MATW
MDU
MEI
TAP
MDLZ
MOV
NPK
NKTR
NBIX
EDU
NI
NOC
NUE
ODFL
OGN
OTIS
OXM
PARA
PTEN
POOL
BPOP
POWL
RHI
RPM
SBR
SAGE
CRM
SPNS
SBCF
SVC
SHW
SJW
SKM
SLM
SMAR
SAH
SSNC
JOE
SYY
TSM
TAK
TK
TNC
TOL
TTEC
UFI
USM
VICI
VMC
DIS
WM
WDFC
SEC Investigation Updates - August 28, 2023
(PDF with full report only visible if logged-in)
Today we published updates into SEC investigative activity at the following 125 US-listed companies --
| 1 | Adams Resources & Energy, Inc. | AE |
| 2 | Advance Auto Parts Inc. | AAP |
| 3 | Alamo Group, Inc. | ALG |
| 4 | Alcoa Inc. | AA |
| 5 | Amedisys, Inc. | AMED |
| 6 | ANI Pharmaceuticals Inc. | ANIP |
| 7 | Aspen Technology, Inc. | AZPN |
| 8 | BankFinancial Corp. | BFIN |
| 9 | Barnes Group, Inc. | B |
| 10 | Big Lots, Inc. | BIG |
| 11 | Bio-Techne Corp. | TECH |
| 12 | BOK Financial Corporation | BOKF |
| 13 | Buckle Inc. | BKE |
| 14 | California Water Service Group | CWT |
| 15 | Capital City Bank Group Inc. | CCBG |
| 16 | Caterpillar Inc. | CAT |
| 17 | Celsius Holdings Inc. | CELH |
| 18 | Chesapeake Utilities Corporation | CPK |
| 19 | Clear Channel Outdoor Holdings, Inc. | CCO |
| 20 | CMS Energy Corp. | CMS |
| 21 | Columbia Banking System Inc. | COLB |
| 22 | Consolidated Water Co. Ltd. | CWCO |
| 23 | Copart, Inc. | CPRT |
| 24 | Cresco Labs, Inc. | CRLBF |
| 25 | Crocs, Inc. | CROX |
| 26 | Diageo PLC | DEO |
| 27 | Ebix Inc. | EBIX |
| 28 | Embecta Corp | EMBC |
| 29 | Embraer SA | ERJ |
| 30 | Energy Recovery, Inc. | ERII |
| 31 | EOG Resources, Inc. | EOG |
| 32 | EPAM Systems, Inc. | EPAM |
| 33 | EQT Corp. | EQT |
| 34 | FactSet Research Systems, Inc. | FDS |
| 35 | Federal Signal Corp. | FSS |
| 36 | First American Financial Corporation | FAF |
| 37 | First Bancorp | FBP |
| 38 | First Commonwealth Financial Corp. | FCF |
| 39 | First Community Bancshares, Inc. | FCBC |
| 40 | First Foundation, Inc. | FFWM |
| 41 | First Horizon Corp., (fka, First Horizon National Corporation) | FHN |
| 42 | Flowers Foods, Inc. | FLO |
| 43 | Freedom Holding Corp. | FRHC |
| 44 | Gannett Co., Inc. | GCI |
| 45 | Genesis Energy LP | GEL |
| 46 | Genworth Financial Inc. | GNW |
| 47 | G-III Apparel Group, Ltd. | GIII |
| 48 | Graham Holdings Company | GHC |
| 49 | Great Lakes Dredge & Dock Corp. | GLDD |
| 50 | Greenhill & Co., Inc. | GHL |
| 51 | Hanmi Financial Corp. | HAFC |
| 52 | Heartland Express, Inc. | HTLD |
| 53 | Hershey Company, The | HSY |
| 54 | HF Sinclair Corporation | DINO |
| 55 | Hilltop Holdings Inc. | HTH |
| 56 | Huntington Bancshares Incorporated | HBAN |
| 57 | Huron Consulting Group Inc. | HURN |
| 58 | ICU Medical, Inc. | ICUI |
| 59 | IDT Corp. | IDT |
| 60 | International Flavors & Fragrances Inc. | IFF |
| 61 | International Game Technology | IGT |
| 62 | Kimberly-Clark Corporation | KMB |
| 63 | Kodiak Sciences, Inc. | KOD |
| 64 | Lamar Advertising Co. | LAMR |
| 65 | La-Z-Boy Incorporated | LZB |
| 66 | Lincoln National Corp. | LNC |
| 67 | Liquidity Services, Inc. | LQDT |
| 68 | Littelfuse, Inc. | LFUS |
| 69 | LyondellBasell Industries NV | LYB |
| 70 | Manhattan Associates Inc. | MANH |
| 71 | Marinemax Inc. | HZO |
| 72 | MasTec Inc. | MTZ |
| 73 | Matador Resources Company | MTDR |
| 74 | Matthews International Corp. | MATW |
| 75 | MDU Resources Group, Inc. | MDU |
| 76 | Methode Electronics, Inc. | MEI |
| 77 | Molson Coors Brewing Company | TAP |
| 78 | Mondelez International, Inc. | MDLZ |
| 79 | Movado Group, Inc. | MOV |
| 80 | National Presto Industries, Inc. | NPK |
| 81 | Nektar Therapeutics | NKTR |
| 82 | Neurocrine Biosciences Inc. | NBIX |
| 83 | New Oriental Education & Technology Group, Inc. | EDU |
| 84 | NiSource, Inc. | NI |
| 85 | Northrop Grumman Corp. | NOC |
| 86 | NuCor Corp. | NUE |
| 87 | Old Dominion Freight Line Inc. | ODFL |
| 88 | Organon & Co. | OGN |
| 89 | Otis Worldwide Corporation | OTIS |
| 90 | Oxford Industries Inc. | OXM |
| 91 | Paramount Global | PARA |
| 92 | Patterson-UTI Energy Inc. | PTEN |
| 93 | Pool Corp. | POOL |
| 94 | Popular, Inc. | BPOP |
| 95 | Powell Industries Inc. | POWL |
| 96 | Robert Half International Inc. | RHI |
| 97 | RPM International Inc. | RPM |
| 98 | Sabine Royalty Trust | SBR |
| 99 | Sage Therapeutics Inc. | SAGE |
| 100 | Salesforce, Inc. | CRM |
| 101 | Sapiens International Corp. N.V. | SPNS |
| 102 | Seacoast Banking Corporation of Florida | SBCF |
| 103 | Service Properties Trust | SVC |
| 104 | Sherwin-Williams Company, The | SHW |
| 105 | SJW Corp. | SJW |
| 106 | SK Telecom Co Ltd. | SKM |
| 107 | SLM Corporation | SLM |
| 108 | Smartsheet, Inc. | SMAR |
| 109 | Sonic Automotive Inc. | SAH |
| 110 | SS&C Technologies Holdings, Inc. | SSNC |
| 111 | St. Joe Company, The | JOE |
| 112 | Sysco Corporation | SYY |
| 113 | Taiwan Semiconductor Manufacturing Company Limited | TSM |
| 114 | Takeda Pharmaceutical Co Ltd | TAK |
| 115 | Teekay Corporation | TK |
| 116 | Tennant Company | TNC |
| 117 | Toll Brothers Inc. | TOL |
| 118 | TTEC Holdings, Inc. | TTEC |
| 119 | Unifi, Inc. | UFI |
| 120 | United States Cellular Corp. | USM |
| 121 | VICI Properties Inc. | VICI |
| 122 | Vulcan Materials Co. | VMC |
| 123 | Walt Disney Company, The | DIS |
| 124 | Waste Management, Inc. | WM |
| 125 | WD-40 Company | WDFC |
