DISCLOSURE INSIGHT DATA FEED: NO RECENT SEC INVESTIGATIVE RECORDS FOUND
184 COMPANIES
As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity. If you think any of these companies have SEC investigations, or had them in the recent past, let us know and we’ll file an appeal to challenge the adequacy of the search that led to the responses cited here.
|
|
Company Name |
Ticker |
Date of Response |
|
1 |
A10 Networks, Inc. |
ATEN |
31-Aug-2022 |
|
2 |
ABM Industries Inc. |
ABM |
3-Aug-2022 |
|
3 |
Acorda Therapeutics, Inc. |
ACOR |
31-Aug-2022 |
|
4 |
Acuity Brands, Inc. |
AYI |
3-Aug-2022 |
|
5 |
AGCO Corporation |
AGCO |
1-Aug-2022 |
|
6 |
Airbnb Inc. |
ABNB |
5-Aug-2022 |
|
7 |
Alkermes Plc |
ALKS |
1-Aug-2022 |
|
8 |
Allscripts Healthcare Solutions, Inc. |
MDRX |
9-Aug-2022 |
|
9 |
Allstate Corp., The |
ALL |
1-Aug-2022 |
|
10 |
Amcor plc. |
AMCR |
31-Aug-2022 |
|
11 |
Amedisys, Inc. |
AMED |
5-Aug-2022 |
|
12 |
American International Group, Inc. |
AIG |
19-Aug-2022 |
|
13 |
American National Group Inc. |
ANAT |
16-Aug-2022 |
|
14 |
American Public Education, Inc. |
APEI |
4-Aug-2022 |
|
15 |
American Tower Corporation |
AMT |
16-Aug-2022 |
|
16 |
Antero Resources Corporation |
AR |
31-Aug-2022 |
|
17 |
AptarGroup, Inc. |
ATR |
3-Aug-2022 |
|
18 |
Assured Guaranty Ltd. |
AGO |
10-Aug-2022 |
|
19 |
Avis Budget Group, Inc. |
CAR |
5-Aug-2022 |
|
20 |
Avista Corp. |
AVA |
4-Aug-2022 |
|
21 |
Axis Capital Holdings Limited |
AXS |
29-Jul-2022 |
|
22 |
Axon Enterprise, Inc. |
AAXN |
5-Aug-2022 |
|
23 |
B&G Foods Inc. |
BGS |
17-Aug-2022 |
|
24 |
Badger Meter Inc. |
BMI |
5-Aug-2022 |
|
25 |
BCE, Inc. |
BCE |
4-Aug-2022 |
|
26 |
Beacon Roofing Supply, Inc. |
BECN |
29-Jul-2022 |
|
27 |
Belden, Inc. |
BDC |
5-Aug-2022 |
|
28 |
Bio-Rad Laboratories, Inc. |
BIO |
29-Jul-2022 |
|
29 |
Boeing Company, The |
BA |
3-Aug-2022 |
|
30 |
Boston Beer Co. Inc. |
SAM |
29-Aug-2022 |
|
31 |
Brinker International Inc. |
EAT |
5-Aug-2022 |
|
32 |
Broadcom Inc. |
AVGO |
31-Aug-2022 |
|
33 |
Brown-Forman Corporation |
BF.B |
29-Jul-2022 |
|
34 |
Cadence Design Systems, Inc. |
CDNS |
29-Jul-2022 |
|
35 |
CalAmp Corp. |
CAMP |
11-Aug-2022 |
|
36 |
Canadian Natural Resources Limited |
CNQ |
29-Jul-2022 |
|
37 |
Carlisle Companies Incorporated |
CSL |
16-Aug-2022 |
|
38 |
CDK Global Incorporated |
CDK |
29-Jul-2022 |
|
39 |
CECO Environmental Corporation |
CECE |
29-Jul-2022 |
|
40 |
CH Robinson Worldwide Inc. |
CHRW |
11-Aug-2022 |
|
41 |
China Automotive Systems, Inc. |
CAAS |
17-Aug-2022 |
|
42 |
China Life Insurance Co. Ltd. |
LFC |
3-Aug-2022 |
|
43 |
Churchill Downs Inc. |
CHDN |
19-Aug-2022 |
|
44 |
Clovis Oncology, Inc. |
CLVS |
28-Jul-2022 |
|
45 |
CNA Financial Corporation |
CNA |
4-Aug-2022 |
|
46 |
Comtech Telecommunications Corp. |
CMTL |
15-Aug-2022 |
|
47 |
Conn's, Inc. |
CONN |
5-Aug-2022 |
|
48 |
Coupa Software, Inc. |
COUP |
4-Aug-2022 |
|
49 |
Daktronics Inc. |
DAKT |
23-Aug-2022 |
|
50 |
DCP Midstream LP |
DPM |
26-Aug-2022 |
|
51 |
Designer Brands, Inc. |
DBI |
4-Aug-2022 |
|
52 |
Diebold Nixdorf Inc. |
DBD |
9-Aug-2022 |
|
53 |
Digital Realty Trust, Inc. |
DLR |
23-Aug-2022 |
|
54 |
Discover Financial Services |
DFS |
9-Aug-2022 |
|
55 |
Douglas Emmett, Inc. |
DEI |
22-Aug-2022 |
|
56 |
Dover Corporation |
DOV |
22-Aug-2022 |
|
57 |
DTE Energy Co. |
DTE |
31-Aug-2022 |
|
58 |
Duke Realty Corp |
DRE |
4-Aug-2022 |
|
59 |
East West Bancorp Inc. |
EWBC |
10-Aug-2022 |
|
60 |
Edison International |
EIX |
1-Aug-2022 |
|
61 |
Elastic N.V. |
ESTC |
17-Aug-2022 |
|
62 |
Employers Holdings, Inc. |
EIG |
4-Aug-2022 |
|
63 |
Epizyme Inc. |
EPZM |
5-Aug-2022 |
|
64 |
Essex Property Trust Inc. |
ESS |
22-Aug-2022 |
|
65 |
Everest Re Group Ltd. |
RE |
22-Aug-2022 |
|
66 |
EverQuote Inc. |
EVER |
18-Aug-2022 |
|
67 |
Eversource Energy, Inc. |
ES |
4-Aug-2022 |
|
68 |
Fair Isaac Corp. |
FICO |
22-Aug-2022 |
|
69 |
Federal Agricultural Mortgage Corporation |
AGM |
22-Aug-2022 |
|
70 |
Fifth Third Bancorp |
FITB |
2-Aug-2022 |
|
71 |
Financial Institutions, Inc. |
FISI |
25-Aug-2022 |
|
72 |
FNB Corporation |
FNB |
1-Aug-2022 |
|
73 |
Gabelli Utility Trust |
GUT |
22-Aug-2022 |
|
74 |
Genius Sports Limited |
GENI |
4-Aug-2022 |
|
75 |
GoPro, Inc. |
GPRO |
29-Aug-2022 |
|
76 |
Graco, Inc. |
GGG |
22-Aug-2022 |
|
77 |
Hawaiian Electric Industries Inc. |
HE |
29-Aug-2022 |
|
78 |
Heritage Financial Corp. |
HFWA |
9-Aug-2022 |
|
79 |
Heron Therapeutics, Inc. |
HRTX |
16-Aug-2022 |
|
80 |
Hilltop Holdings Inc. |
HTH |
29-Aug-2022 |
|
81 |
Hormel Foods Corp. |
HRL |
3-Aug-2022 |
|
82 |
Howard Hughes Corporation, The |
HHC |
3-Aug-2022 |
|
83 |
Humana Inc. |
HUM |
11-Aug-2022 |
|
84 |
Kemper Corporation |
KMPR |
16-Aug-2022 |
|
85 |
Kirkland's Inc. |
KIRK |
24-Aug-2022 |
|
86 |
Krystal Biotech, Inc. |
KRYS |
2-Aug-2022 |
|
87 |
La Jolla Pharmaceutical |
LJPC |
19-Aug-2022 |
|
88 |
Ladder Capital Corp. |
LADR |
25-Aug-2022 |
|
89 |
Leggett & Platt, Inc. |
LEG |
3-Aug-2022 |
|
90 |
Limelight Networks, Inc. |
LLNW |
18-Aug-2022 |
|
91 |
LSI Industries Inc. |
LYTS |
29-Jul-2022 |
|
92 |
Macerich Co. |
MAC |
1-Aug-2022 |
|
93 |
Manitowoc Company, Inc., The |
MTW |
4-Aug-2022 |
|
94 |
ManpowerGroup, Inc. |
MAN |
1-Aug-2022 |
|
95 |
Marinemax Inc. |
HZO |
15-Aug-2022 |
|
96 |
Marten Transport Ltd. |
MRTN |
8-Aug-2022 |
|
97 |
Marvell Technology Inc. |
MRVL |
3-Aug-2022 |
|
98 |
Masco Corp |
MAS |
3-Aug-2022 |
|
99 |
McCormick & Co Inc. |
MKC |
2-Aug-2022 |
|
100 |
McGrath Rentcorp |
MGRC |
18-Aug-2022 |
|
101 |
Merrimack Pharmaceuticals Inc. |
MACK |
3-Aug-2022 |
|
102 |
Mettler-Toledo International Inc. |
MTD |
2-Aug-2022 |
|
103 |
MGM Resorts International |
MGM |
28-Jul-2022 |
|
104 |
Modine Manufacturing Co. |
MOD |
18-Aug-2022 |
|
105 |
Molina Healthcare Inc. |
MOH |
23-Aug-2022 |
|
106 |
Monarch Casino & Resort Inc. |
MCRI |
18-Aug-2022 |
|
107 |
Murphy Oil Corporation |
MUR |
3-Aug-2022 |
|
108 |
National Bank Holdings Corp. |
NBHC |
23-Aug-2022 |
|
109 |
National CineMedia, Inc. |
NCMI |
4-Aug-2022 |
|
110 |
NewMarket Corporation |
NEU |
2-Aug-2022 |
|
111 |
News Corp. |
NWSA |
4-Aug-2022 |
|
112 |
NN, Inc. |
NNBR |
31-Aug-2022 |
|
113 |
Northwest Natural Gas Co. |
NWN |
18-Aug-2022 |
|
114 |
Novan Inc. |
NOVN |
18-Aug-2022 |
|
115 |
OGE Energy Corp. |
OGE |
17-Aug-2022 |
|
116 |
Oil States International Inc. |
OIS |
3-Aug-2022 |
|
117 |
Old Republic International Corporation |
ORI |
4-Aug-2022 |
|
118 |
Pacific Premier Bancorp Inc. |
PPBI |
3-Aug-2022 |
|
119 |
PacWest Bancorp |
PACW |
8-Aug-2022 |
|
120 |
Patterson Companies, Inc. |
PDCO |
1-Aug-2022 |
|
121 |
Pinterest, Inc. |
PINS |
3-Aug-2022 |
|
122 |
Powell Industries Inc. |
POWL |
3-Aug-2022 |
|
123 |
Power Integrations Inc. |
POWI |
22-Aug-2022 |
|
124 |
Primerica Inc. |
PRI |
22-Aug-2022 |
|
125 |
Prologis Inc. |
PLD |
22-Aug-2022 |
|
126 |
Prosperity Bancshares, Inc. |
PB |
17-Aug-2022 |
|
127 |
PulteGroup, Inc. |
PHM |
8-Aug-2022 |
|
128 |
PVH Corp. |
PVH |
3-Aug-2022 |
|
129 |
Qiagen NV |
QGEN |
18-Aug-2022 |
|
130 |
Qorvo, Inc. |
QRVO |
17-Aug-2022 |
|
131 |
Qualys Inc. |
QLYS |
22-Aug-2022 |
|
132 |
Radware, Ltd. |
RDWR |
28-Jul-2022 |
|
133 |
Replimune Group, Inc. |
REPL |
2-Aug-2022 |
|
134 |
Republic Bancorp, Inc. |
RBCAA |
31-Aug-2022 |
|
135 |
RLI Corporation |
RLI |
23-Aug-2022 |
|
136 |
Rockwell Automation Inc. |
ROK |
26-Aug-2022 |
|
137 |
Roku Inc. |
ROKU |
17-Aug-2022 |
|
138 |
Royal Carribean Cruises Ltd. |
RCL |
30-Aug-2022 |
|
139 |
Royal Gold Inc. |
RGLD |
8-Aug-2022 |
|
140 |
Ryman Hospitality Properties, Inc. |
RHP |
18-Aug-2022 |
|
141 |
Salesforce, Inc. |
CRM |
31-Aug-2022 |
|
142 |
SBA Communications Corporation |
SBAC |
1-Aug-2022 |
|
143 |
Sempra Energy |
SRE |
1-Aug-2022 |
|
144 |
Semtech Corporation |
SMTC |
17-Aug-2022 |
|
145 |
Silgan Holdings Inc. |
SLGN |
28-Jul-2022 |
|
146 |
Simpson Manufacturing Co. Inc. |
SSD |
18-Aug-2022 |
|
147 |
Snap Inc. |
SNAP |
15-Aug-2022 |
|
148 |
Snowflake Inc. |
SNOW |
10-Aug-2022 |
|
149 |
Southern Copper Corp. |
SCCO |
29-Aug-2022 |
|
150 |
Spirit AeroSystems Holdings, Inc. |
SPR |
23-Aug-2022 |
|
151 |
Standard Motor Products Inc. |
SMP |
17-Aug-2022 |
|
152 |
StarTek, Inc. |
SRT |
29-Aug-2022 |
|
153 |
Sterling Construction Co, Inc. |
STRL |
30-Aug-2022 |
|
154 |
Stratasys Ltd. |
SSYS |
10-Aug-2022 |
|
155 |
Synaptics Inc. |
SYNA |
17-Aug-2022 |
|
156 |
Synopsys Inc. |
SNPS |
17-Aug-2022 |
|
157 |
Synovus Financial Corp. |
SNV |
29-Aug-2022 |
|
158 |
Team, Inc. |
TISI |
22-Aug-2022 |
|
159 |
Terreno Realty Corp. |
TRNO |
22-Aug-2022 |
|
160 |
Texas Instruments, Inc. |
TXN |
29-Aug-2022 |
|
161 |
TFS Financial Corp. |
TFSL |
24-Aug-2022 |
|
162 |
Thor Industries, Inc. |
THO |
29-Aug-2022 |
|
163 |
Timken Company, The |
TKR |
18-Aug-2022 |
|
164 |
Travelers Companies Inc., The |
TRV |
25-Aug-2022 |
|
165 |
Trimble, Inc. |
TRMB |
4-Aug-2022 |
|
166 |
UGI Corp. |
UGI |
2-Aug-2022 |
|
167 |
United Bankshares Inc. |
UBSI |
29-Aug-2022 |
|
168 |
Universal Health Services Inc. |
UHS |
1-Aug-2022 |
|
169 |
Vaccinex, Inc. |
VCNX |
22-Aug-2022 |
|
170 |
Vector Group Ltd. |
VGR |
29-Jul-2022 |
|
171 |
W&T Offshore, Inc. |
WTI |
24-Aug-2022 |
|
172 |
W.P. Carey Inc. |
WPC |
24-Aug-2022 |
|
173 |
Walmart Inc. |
WMT |
16-Aug-2022 |
|
174 |
Walt Disney Company, The |
DIS |
17-Aug-2022 |
|
175 |
Washington Federal, Inc. |
WAFD |
4-Aug-2022 |
|
176 |
Waste Connections, Inc. |
WCN |
9-Aug-2022 |
|
177 |
Watsco, Inc. |
WSO |
24-Aug-2022 |
|
178 |
Wendy's Company, The |
WEN |
24-Aug-2022 |
|
179 |
Workday, Inc. |
WDAY |
4-Aug-2022 |
|
180 |
Workiva, Inc. |
WK |
4-Aug-2022 |
|
181 |
Xcel Energy Inc. |
XEL |
23-Aug-2022 |
|
182 |
Y-mAbs Therapeutics Inc. |
YMAB |
17-Aug-2022 |
|
183 |
ZoomInfo Technologies Inc. |
ZI |
23-Aug-2022 |
|
184 |
Zovio Inc. |
BPI |
17-Aug-2022 |
Notes: New SEC investigative activity could theoretically begin or end after the date covered by the latest information in this report, which would not be reflected here. Where applicable, the SEC did not disclose the details on investigations referenced herein. All we know is that they somehow pertain to the conduct, transactions, and/or disclosures of the companies. Companies with undisclosed SEC investigations are maintained on our Watch List of companies with undisclosed SEC investigations.
The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.
