Research Update: CRI, GM, IBKR, IBM, IM, KGC, NOK, TSLA -- PLUS: 82 Companies With No Recent SEC Investigative Activity Found

At present, this report is posted in real-time for free (with registration).  In the future Probes Reporter will become a paid subscription service.  At that time you should expect both timing and access to our content that you enjoy today for free will gradually change.

See below for the difference between a
"Possible" versus "Confirmed" SEC probe

Random Thoughts

International Business Machines Corporation (IBM):  Ahead of the earnings check out our report published on 04-Nov-2014 entitled, “Did a "Ginormously Huge" SEC Probe Contribute to IBM's Recent Earnings Miss?”  Here is the opening paragraph to that report –

IBM’s recent earnings disappointment may have been influenced by a massive SEC investigation that ended only this year combined with a festering FCPA probe that remains ongoing. Management may still be adjusting to potential changes triggered by both recent and on-going SEC scrutiny.  If so, earnings visibility for the company could easily be a challenge until this gets further along. 

Separately, the SEC confirmed on-going enforcement proceedings at IBM as of 29-Dec-2014.  We think it could be related to a Foreign Corrupt Practices Act probe previously disclosed by the company. But companies of IBM's size can easily have more than one on-going SEC investigation.  It's certainly worth asking about.

This article is premium content. To continue reading, please Sign In or Join at the top of this page.