In the Probes Reporter Mailbox: 147 Companies with No Signs of Recent SEC Investigative Activity

ANF
ACN
ATU
AEG
AERI
AL
APD
AKAM
ALSK
Y
LNT
ASPS
AMBC
DOX
AEE
AVD
AGII
AHL
AAWW
BNED
B
BECN
BBBY
BDC
BLCM
BHP
BDGE
BMTC
BLDR
CAMP
CPTA
CRR
CBL
CELG
CPF
CERS
CEVA
CHL
CXDC
CNK
COBZ
CL
CNOB
CNSL
CORT
CXW
CSWI
CVBF
DAR
DF
DFS
DSW
DVAX
NYNY
ETH
EVOL
EXEL
FRGI
FITB
FEYE
FLEX
FFIC
FMC
FORM
FMI
FTEK
FF
GBCI
GBLI
GLNG
GSBC
HBI
HTLF
HFWA
HUM
INWK
ITGR
JAZZ
JNJ
JOUT
QVCA
LCUT
LKQ
LOW
LOXO
MSFG
MMI
MMS
MXL
MCK
MSEX
MTX
MKSI
MC
MPAA
NTGR
NBIX
NYT
NUAN
NUE
ODP
ORBK
OTIC
OTTR
OI
PACB
PARR
PDCO
PDFS
PICO
PNM
POR
PX
QSII
PWR
RCII
RGEN
REXX
RPXC
RTEC
SXT
NOW
SPTN
SCS
STE
STL
DATA
AMTD
TRC
TPX
TGH
TOWR
TRS
TGI
TNP
TUES
VEEV
VICR
VIRT
WAT
WVE
WLH
WGO
WTFC
WDAY
WWE
ZIXI

This report provides a summary of relevant data and documents we received in response to Freedom of Information Act (FOIA) requests we filed on this company. If we alert you to existence of an undisclosed SEC probe, that means we filed a FOIA request with the SEC on the company in question and have a response, in black-and-white, on government letterhead that supports our statement. Where history is available, we present it below so you can compare it to company disclosures, where relevant, as well as our most recent data. Other interpretative guidance and disclosures appear below.

To access the full report, click on the PDF (only visible when logged-in).

To learn more on our process and what our findings mean, click here.

Notes: The SEC did not disclose the details on investigations referenced above. The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.  New SEC investigative activity could theoretically begin or end after the date covered by this latest information which would not be reflected here.

No