Documents
No Recent SEC Investigative Records Found – 84 Companies
Published 07-Oct-2019
As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity. If you think any of these companies have SEC investigations, or had them in the recent past, let us know and we’ll file an appeal to challenge the adequacy of the search that led to the responses cited here.
|
# |
Company Name |
Ticker |
Date of Response |
|
1 |
Aegon N.V. (ADR) |
AEG |
24-Sep-2019 |
|
2 |
Air Lease Corporation |
AL |
26-Sep-2019 |
|
3 |
Alaska Communications Systems Group Inc. |
ALSK |
25-Sep-2019 |
|
4 |
Alliant Energy Corporation |
LNT |
23-Sep-2019 |
|
5 |
Amkor Technology, Inc. |
AMKR |
16-Sep-2019 |
|
6 |
Aspen Insurance Holdings, Ltd. |
AHL |
26-Sep-2019 |
|
7 |
Associated Banc Corp. |
ASBC |
27-Sep-2019 |
|
8 |
AtriCure Inc. |
ATRC |
25-Sep-2019 |
|
9 |
Axon Enterprise, Inc. |
AAXN |
24-Sep-2019 |
|
10 |
Barnes & Noble Education, Inc. |
BNED |
16-Sep-2019 |
|
11 |
BHP Billiton LTD (ADR) |
BHP |
27-Sep-2019 |
|
12 |
BioTelemetry, Inc. |
BEAT |
23-Sep-2019 |
|
13 |
Bridge Bancorp, Inc. |
BDGE |
26-Sep-2019 |
|
14 |
Capitala Finance Corporation |
CPTA |
26-Sep-2019 |
|
15 |
Cardiovascular Systems Inc. |
CSII |
26-Sep-2019 |
|
16 |
Celanese Corporation |
CE |
1-Apr-2019 |
|
17 |
Chesapeake Energy Corporation |
CHK |
27-Sep-2019 |
|
18 |
Cimpress N.V. |
CMPR |
17-Sep-2019 |
|
19 |
Cinemark Holdings, Inc. |
CNK |
18-Sep-2019 |
|
20 |
Clean Harbors, Inc. |
CLH |
25-Sep-2019 |
|
21 |
Comstock Resources Inc. |
CRK |
23-Sep-2019 |
|
22 |
Connecticut Water Service, Inc. |
CTWS |
23-Sep-2019 |
|
23 |
Consolidated Communications Holdings Inc. |
CNSL |
25-Sep-2019 |
|
24 |
CSW Industrials, Inc. |
CSWI |
20-Sep-2019 |
|
25 |
Darling International Inc. |
DAR |
25-Sep-2019 |
|
26 |
Eldorado Gold Corp. |
EGO |
23-Sep-2019 |
|
27 |
Eldorado Resorts Inc. |
ERI |
18-Sep-2019 |
|
28 |
Empire Resorts, Inc. |
NYNY |
25-Sep-2019 |
|
29 |
EOG Resources, Inc. |
EOG |
18-Sep-2019 |
|
30 |
Ethan Allen Interiors, Inc. |
ETH |
26-Sep-2019 |
|
31 |
Expeditors International of Washington Inc. |
EXPD |
26-Sep-2019 |
|
32 |
Extra Space Storage Inc. |
EXR |
18-Sep-2019 |
|
33 |
Five Below Inc. |
FIVE |
18-Sep-2019 |
|
34 |
Futurefuel Corp. |
FF |
23-Sep-2019 |
|
35 |
Genesco Inc. |
GCO |
18-Sep-2019 |
|
36 |
Glacier Bancorp, Inc. |
GBCI |
26-Sep-2019 |
|
37 |
Global Net Lease Inc. |
GNL |
23-Sep-2019 |
|
38 |
Green Dot Corporation |
GDOT |
26-Aug-2019 |
|
39 |
GTT Communications Inc. |
GTT |
25-Sep-2019 |
|
40 |
Hawaiian Holdings, Inc. |
HA |
24-Sep-2019 |
|
41 |
Hemisphere Media Group Inc. |
HMTV |
23-Sep-2019 |
|
42 |
Henry Schein, Inc. |
HSIC |
20-Sep-2019 |
|
43 |
Hornbeck Offshore Services, Inc. |
HOS |
18-Sep-2019 |
|
44 |
Idacorp, Inc. |
IDA |
17-Sep-2019 |
|
45 |
II-VI, Inc. |
IIVI |
26-Sep-2019 |
|
46 |
Immunomedics Inc. |
IMMU |
26-Sep-2019 |
|
47 |
Installed Building Products Inc. |
IBP |
18-Sep-2019 |
|
48 |
Johnson Outdoors Inc. |
JOUT |
17-Sep-2019 |
|
49 |
M/I Homes, Inc. |
MHO |
24-Sep-2019 |
|
50 |
Maiden Holdings Ltd. |
MHLD |
25-Sep-2019 |
|
51 |
Materion Corporation |
MTRN |
19-Sep-2019 |
|
52 |
Matrix Service Company |
MTRX |
18-Sep-2019 |
|
53 |
Maxlinear, Inc. |
MXL |
20-Sep-2019 |
|
54 |
Middlesex Water Co. |
MSEX |
20-Sep-2019 |
|
55 |
Mistras Group, Inc. |
MG |
20-Sep-2019 |
|
56 |
Myers Industries, Inc. |
MYE |
16-Sep-2019 |
|
57 |
Nantkwest, Inc. |
NK |
16-Sep-2019 |
|
58 |
NCR Corporation |
NCR |
18-Sep-2019 |
|
59 |
Netgear Inc. |
NTGR |
19-Sep-2019 |
|
60 |
Northern Oil & Gas Inc. |
NOG |
16-Sep-2019 |
|
61 |
Nucor Corp. |
NUE |
24-Sep-2019 |
|
62 |
PDF Solutions, Inc. |
PDFS |
19-Sep-2019 |
|
63 |
PNM Resources, Inc. |
PNM |
19-Sep-2019 |
|
64 |
Portland General Electric Company |
POR |
20-Sep-2019 |
|
65 |
Puma Biotechnology Inc. |
PBYI |
27-Sep-2019 |
|
66 |
Rayonier, Inc. |
RYN |
24-Sep-2019 |
|
67 |
RealNetworks Inc. |
RNWK |
24-Sep-2019 |
|
68 |
Rexnord Corp. |
RXN |
19-Sep-2019 |
|
69 |
Rudolph Technologies, Inc. |
RTEC |
23-Sep-2019 |
|
70 |
SEI Investments Co. |
SEIC |
17-Sep-2019 |
|
71 |
Steris Corp. |
STE |
23-Sep-2019 |
|
72 |
Systemax Inc. |
SYX |
16-Sep-2019 |
|
73 |
Textainer Group Holdings Limited |
TGH |
23-Sep-2019 |
|
74 |
Titan International, Inc. |
TWI |
24-Sep-2019 |
|
75 |
Triumph Group Inc |
TGI |
24-Sep-2019 |
|
76 |
TrueBlue, Inc. |
TBI |
24-Sep-2019 |
|
77 |
United Financial Bancorp, Inc. |
UBNK |
19-Sep-2019 |
|
78 |
Universal Health Services Inc. |
UHS |
25-Sep-2019 |
|
79 |
Urstadt Buddle Properties Inc. |
UBA |
26-Sep-2019 |
|
80 |
Viad Corp. |
VVI |
25-Sep-2019 |
|
81 |
Vitamin Shoppe Inc. |
VSI |
16-Sep-2019 |
|
82 |
Webster Financial Corp. |
WBS |
16-Sep-2019 |
|
83 |
Worthington Industries, Inc. |
WOR |
16-Sep-2019 |
|
84 |
Wright Medical Group, Inc. |
WMGI |
17-Sep-2019 |
