Probes Reporter FOIA Update / Data Feed: No Recent SEC Investigative Records Found – 168 Companies

JOBS
ABM
ACIA
ACOR
AGCO
ALKS
MDRX
MO
ANAT
APEI
AMT
AMPH
ATR
APTX
AGO
ADSK
AN
AVA
AXTI
BGS
BMI
BIG
BIO
BBRY
BOKF
BF.B
BRKR
CPT
CNQ
CFFN
CSL
CAT
CTL
CHRW
CRL
CHGG
CAAS
LFC
CIT
CME
CNO
CCE
MCF
CPRT
CRVL
COTY
CR
DLX
DNR
D
DEI
DTE
DRE
EWBC
EIX
EMR
EIG
ERII
ENOB
ENPH
ETTX
EQT
FE
FLO
FNB
FTNT
FTR
GRMN
GGG
GHC
HR
HRC
HTH
HRL
IDXX
INGR
INO
IVR
K
KEG
KMB
KLAC
KRO
LH
LEG
LBY
LLNW
LOW
CLI
MGRC
mdca
MDU
MDP
MGPI
MIDD
MINI
MOD
MCRI
MTSC
NHI
NCI
SNR
NEU
NWSA
NEE
NLSN
NNBR
NOC
NWN
NOVN
OGE
OIS
ORI
PACW
PEGA
PENN
PBCT
PRGO
PHUN
PNW
POOL
POWL
POWI
PRAA
PLD
PHM
PVH
QDEL
RL
RRC
RF
RNST
RSG
RHI
ROK
SRPT
SBAC
SMTC
SNH
SHEN
SHW
SSD
SNA
SONO
SCCO
SRT
SNPS
TSM
TTWO
TCO
TEX
TXN
THO
TIF
TKR
RIG
TRV
TUP
UROV
VCNX
VRCA
VMC
WBC
WAFD
WEN
WYND
XEL
YMAB

No Recent SEC Investigative Records Found – 168 Companies

Published 07-Jan-2020

As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity.  If you think any of these companies have SEC investigations, or had them in the recent past, let us know and we’ll file an appeal to challenge the adequacy of the search that led to the responses cited here.

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Company Name

Ticker

Date of Response

1

51job, Inc.

JOBS

3-Dec-2019

2

ABM Industries Inc.

ABM

3-Dec-2019

3

Acacia Communications, Inc.

ACIA

20-Dec-2019

4

Acorda Therapeutics, Inc.

ACOR

17-Dec-2019

5

AGCO Corporation

AGCO

3-Dec-2019

6

Alkermes Plc

ALKS

26-Nov-2019

7

Allscripts Healthcare Solutions, Inc.

MDRX

10-Dec-2019

8

Altria Group, Inc.

MO

11-Dec-2019

9

American National Insurance Co.

ANAT

20-Dec-2019

10

American Public Education, Inc.

APEI

26-Nov-2019

11

American Tower Corporation

AMT

19-Dec-2019

12

Amphastar Pharmaceutical Inc.

AMPH

19-Dec-2019

13

AptarGroup, Inc.

ATR

9-Dec-2012

14

Aptinyx Inc.

APTX

25-Nov-2019

15

Assured Guaranty Ltd.

AGO

4-Dec-2019

16

Autodesk, Inc.

ADSK

20-Dec-2019

17

AutoNation Inc.

AN

27-Nov-2019

18

Avista Corp.

AVA

9-Dec-2019

19

AXT Inc.

AXTI

9-Dec-2019

20

B&G Foods Inc.

BGS

3-Dec-2019

21

Badger Meter Inc.

BMI

4-Dec-2019

22

Big Lots, Inc.

BIG

9-Dec-2019

23

Bio-Rad Laboratories, Inc.

BIO

27-Nov-2019

24

Blackberry Ltd.

BBRY

11-Dec-2019

25

BOK Financial Corporation

BOKF

4-Dec-2019

26

Brown-Forman Corporation

BF.B

25-Nov-2019

27

Bruker Corporation

BRKR

12-Dec-2019

28

Camden Property Trust

CPT

25-Nov-2019

29

Canadian Natural Resources Limited

CNQ

4-Dec-2019

30

Capitol Federal Financial Inc.

CFFN

19-Dec-2019

31

Carlisle Companies Incorporated

CSL

9-Dec-2019

32

Caterpillar Inc.

CAT

11-Dec-2019

33

CenturyLink Inc.

CTL

11-Dec-2019

34

CH Robinson Worldwide Inc.

CHRW

9-Dec-2019

35

Charles River Laboratories International Inc.

CRL

9-Dec-2019

36

Chegg Inc.

CHGG

26-Nov-2019

37

China Automotive Systems, Inc.

CAAS

4-Dec-2019

38

China Life Insurance Co. Ltd.

LFC

2-Dec-2019

39

CIT Group Inc.

CIT

9-Dec-2019

40

CME Group, Inc.

CME

17-Dec-2019

41

CNO Financial Group, Inc.

CNO

12-Dec-2019

42

Coca-Cola Enterprises Inc.

CCE

12-Dec-2019

43

Contango Oil & Gas Company

MCF

12-Dec-2019

44

Copart, Inc.

CPRT

9-Dec-2019

45

CorVel Corporation

CRVL

9-Dec-2019

46

Coty, Inc.

COTY

11-Dec-2019

47

Crane Co.

CR

9-Dec-2019

48

Deluxe Corp.

DLX

19-Dec-2019

49

Denbury Resources, Inc.

DNR

19-Dec-2019

50

Dominion Resources, Inc.

D

19-Dec-2019

51

Douglas Emmett, Inc.

DEI

27-Nov-2019

52

DTE Energy Co.

DTE

9-Dec-2019

53

Duke Realty Corp

DRE

10-Dec-2019

54

East West Bancorp Inc.

EWBC

27-Nov-2019

55

Edison International

EIX

26-Nov-2019

56

Emerson Electric Co.

EMR

20-Dec-2019

57

Employers Holdings, Inc.

EIG

13-Dec-2019

58

Energy Recovery, Inc.

ERII

3-Dec-2019

59

Enochian Biosciences, Inc.

ENOB

3-Dec-2019

60

Enphase Energy, Inc.

ENPH

19-Dec-2019

61

Entasis Therapeutics Holdings, Inc.

ETTX

11-Dec-2019

62

EQT Corp.

EQT

19-Dec-2019

63

FirstEnergy Corp.

FE

9-Dec-2019

64

Flowers Foods, Inc.

FLO

9-Dec-2019

65

FNB Corporation

FNB

27-Nov-2019

66

Fortinet, Inc.

FTNT

9-Dec-2019

67

Frontier Communications Corporation

FTR

12-Dec-2019

68

Garmin Ltd.

GRMN

26-Nov-2019

69

Graco, Inc.

GGG

9-Dec-2019

70

Graham Holdings Company

GHC

19-Dec-2019

71

Healthcare Realty Trust Incorporated

HR

13-Dec-2019

72

Hill-Rom Holdings, Inc.

HRC

9-Dec-2019

73

Hilltop Holdings Inc.

HTH

26-Nov-2019

74

Hormel Foods Corp.

HRL

9-Dec-2019

75

Idexx Laboratories, Inc.

IDXX

18-Nov-2019

76

Ingredion, Inc.

INGR

26-Nov-2019

77

Inovio Pharmaceuticals, Inc.

INO

25-Nov-2019

78

Invesco Mortgage Capital Inc.

IVR

13-Dec-2019

79

Kellogg Company

K

19-Dec-2019

80

Key Energy Services, Inc.

KEG

5-Dec-2019

81

Kimberly-Clark Corporation

KMB

19-Dec-2019

82

KLA Corporation

KLAC

26-Nov-2019

83

Kronos Worldwide Inc.

KRO

5-Dec-2019

84

Laboratory Corporation of America Holdings

LH

20-Dec-2019

85

Leggett & Platt, Inc.

LEG

13-Dec-2019

86

Libbey, Inc.

LBY

10-Dec-2019

87

Limelight Networks, Inc.

LLNW

20-Dec-2019

88

Lowe's Companies Inc.

LOW

26-Nov-2019

89

Mack-Cali Realty Corp.

CLI

13-Dec-2019

90

McGrath Rentcorp

MGRC

19-Dec-2019

91

MDC Partners Inc.

MDCA

18-Dec-2019

92

MDU Resources Group, Inc.

MDU

10-Dec-2019

93

Meredith Corporation

MDP

10-Dec-2019

94

MGP Ingredients Inc.

MGPI

12-Dec-2019

95

Middleby Corp.

MIDD

19-Dec-2019

96

Mobile Mini, Inc.

MINI

19-Dec-2019

97

Modine Manufacturing Co.

MOD

19-Dec-2019

98

Monarch Casino & Resort Inc.

MCRI

12-Dec-2019

99

MTS Systems Corporation

MTSC

6-Dec-2019

100

National Health Investors Inc.

NHI

27-Nov-2019

101

Navigant Consulting Inc.

NCI

25-Nov-2019

102

New Senior Investment Group Inc.

SNR

6-Dec-2019

103

NewMarket Corporation

NEU

25-Nov-2019

104

News Corp.

NWSA

18-Dec-2019

105

NextEra Energy, Inc.

NEE

26-Nov-2019

106

Nielsen NV Ordinary Shares

NLSN

17-Dec-2019

107

NN, Inc.

NNBR

13-Dec-2019

108

Northrop Grumman Corp.

NOC

12-Dec-2019

109

Northwest Natural Gas Co.

NWN

13-Dec-2019

110

Novan Inc.

NOVN

2-Dec-2019

111

OGE Energy Corp.

OGE

25-Nov-2019

112

Oil States International Inc.

OIS

26-Nov-2019

113

Old Republic International Corporation

ORI

17-Dec-2019

114

PacWest Bancorp

PACW

13-Dec-2019

115

Pegasystems Inc.

PEGA

17-Dec-2019

116

Penn National Gaming, Inc.

PENN

17-Dec-2019

117

People's United Financial Inc.

PBCT

25-Nov-2019

118

Perrigo Company Plc

PRGO

17-Dec-2019

119

Phunware, Inc.

PHUN

18-Dec-2019

120

Pinnacle West Capital Corporation

PNW

6-Dec-2019

121

Pool Corp.

POOL

17-Dec-2019

122

Powell Industries Inc.

POWL

26-Nov-2019

123

Power Integrations Inc.

POWI

17-Dec-2019

124

PRA Group Inc.

PRAA

25-Nov-2019

125

Prologis Inc.

PLD

9-Dec-2019

126

PulteGroup, Inc.

PHM

3-Dec-2019

127

PVH Corp.

PVH

26-Nov-2019

128

Quidel Corp.

QDEL

4-Dec-2019

129

Ralph Lauren Corporation

RL

4-Dec-2019

130

Range Resources Corp.

RRC

13-Dec-2019

131

Regions Financial Corp.

RF

12-Dec-2019

132

Renasant Corp.

RNST

10-Dec-2019

133

Republic Services, Inc.

RSG

25-Nov-2019

134

Robert Half International Inc.

RHI

2-Dec-2019

135

Rockwell Automation Inc.

ROK

11-Dec-2019

136

Sarepta Therapeutics Inc.

SRPT

2-Dec-2019

137

SBA Communications Corporation

SBAC

5-Dec-2019

138

Semtech Corporation

SMTC

19-Dec-2019

139

Senior Housing Properties Trust

SNH

10-Dec-2019

140

Shenandoah Telecommunications Co.

SHEN

2-Dec-2019

141

Sherwin-Williams Company, The

SHW

9-Dec-2019

142

Simpson Manufacturing Co. Inc.

SSD

3-Dec-2019

143

Snap-On Inc.

SNA

19-Dec-2019

144

Sonos, Inc.

SONO

5-Dec-2019

145

Southern Copper Corp.

SCCO

5-Dec-2019

146

StarTek, Inc.

SRT

25-Nov-2019

147

Synopsys Inc.

SNPS

25-Nov-2019

148

Taiwan Semiconductor Manufacturing Company Ltd

TSM

26-Nov-2019

149

Take-Two Interactive Software Inc.

TTWO

25-Nov-2019

150

Taubman Centers, Inc.

TCO

17-Dec-2019

151

Terex Corp.

TEX

19-Dec-2019

152

Texas Instruments, Inc.

TXN

13-Dec-2019

153

Thor Industries, Inc.

THO

10-Dec-2019

154

Tiffany & Co.

TIF

25-Nov-2019

155

Timken Company, The

TKR

9-Dec-2019

156

Transocean Ltd.

RIG

20-Dec-2019

157

Travelers Companies Inc., The

TRV

25-Nov-2019

158

Tupperware Brands Corporation

TUP

25-Nov-2019

159

Urovant Sciences Ltd.

UROV

5-Dec-2019

160

Vaccinex, Inc.

VCNX

9-Dec-2019

161

Verrica Pharmaceuticals, Inc.

VRCA

29-Nov-2019

162

Vulcan Materials Co.

VMC

5-Dec-2019

163

WABCO Holdings, Inc.

WBC

10-Dec-2019

164

Washington Federal, Inc.

WAFD

10-Dec-2019

165

Wendy's Company, The

WEN

13-Dec-2019

166

Wyndham Destinations, Inc.

WYND

13-Dec-2019

167

Xcel Energy Inc.

XEL

13-Dec-2019

168

Y-mAbs Therapeutics Inc.

YMAB

29-Nov-2019

 

Notes: New SEC investigative activity could theoretically begin or end after the date covered by the latest information in this report, which would not be reflected here. Where applicable, the SEC did not disclose the details on investigations referenced herein. All we know is that they somehow pertain to the conduct, transactions, and/or disclosures of the companies.  Companies with undisclosed SEC investigations are maintained on our Watch List of companies with undisclosed SEC investigations.  The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security. 

No