Documents
No Recent SEC Investigative Records Found – 124 Companies
Published 27-Feb-2020
As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity. If you think any of these companies have SEC investigations, or had them in the recent past, let us know and we’ll file an appeal to challenge the adequacy of the search that led to the responses cited here.
|
# |
Company Name |
Ticker |
Date of Response |
|
1 |
Abbott Laboratories |
ABT |
30-Jan-2020 |
|
2 |
Aimmune Therapeutics Inc. |
AIMT |
30-Jan-2020 |
|
3 |
Alcoa Inc. |
AA |
30-Jan-2020 |
|
4 |
American Airlines Group Inc. |
AAL |
28-Jan-2020 |
|
5 |
American Outdoor Brands Corp. |
AOBC |
27-Jan-2020 |
|
6 |
American States Water Company |
AWR |
28-Jan-2020 |
|
7 |
Analog Devices, Inc. |
ADI |
24-Jan-2020 |
|
8 |
Annaly Capital Management Inc. |
NLY |
28-Jan-2020 |
|
9 |
Anworth Mortgage Asset Corporation |
ANH |
22-Jan-2020 |
|
10 |
Apache Corporation |
APA |
13-Jan-2020 |
|
11 |
BankFinancial Corp. |
BFIN |
30-Jan-2020 |
|
12 |
BB&T Corp. |
BBT |
27-Jan-2020 |
|
13 |
Beyond Meat, Inc. |
BYND |
31-Jan-2020 |
|
14 |
Biglari Holdings, Inc. |
BH |
30-Jan-2020 |
|
15 |
British American Tobacco, Plc. |
BTI |
16-Jan-2020 |
|
16 |
California Water Service Group |
CWT |
28-Jan-2020 |
|
17 |
Carbo Ceramics Inc. |
CRR |
15-Jan-2020 |
|
18 |
Carmax, Inc. |
KMX |
31-Jan-2020 |
|
19 |
Cedar Fair, L.P. |
FUN |
31-Jan-2020 |
|
20 |
Chesapeake Utilities Corporation |
CPK |
22-Jan-2020 |
|
21 |
CMS Energy Corp. |
CMS |
14-Jan-2020 |
|
22 |
Coherent, Inc. |
COHR |
28-Jan-2020 |
|
23 |
Comcast Corporation |
CMCSA |
28-Jan-2020 |
|
24 |
Cooper Companies Inc., The |
COO |
19-Jan-2020 |
|
25 |
Cooper Tire & Rubber Co. |
CTB |
15-Jan-2020 |
|
26 |
Cott Corporation |
COT |
29-Jan-2020 |
|
27 |
Cousins Properties Incorporated |
CUZ |
29-Jan-2020 |
|
28 |
Covanta Holding Corporation |
CVA |
10-Jan-2020 |
|
29 |
CTI BioPharma Corporation |
CTIC |
29-Jan-2020 |
|
30 |
CVR Energy, Inc. |
CVI |
28-Jan-2020 |
|
31 |
Daktronics Inc. |
DAKT |
13-Jan-2020 |
|
32 |
Darden Restaurants, Inc. |
DRI |
28-Jan-2020 |
|
33 |
Deere & Co. |
DE |
30-Jan-2020 |
|
34 |
Delek US Holdings, Inc. |
DK |
19-Jan-2020 |
|
35 |
Dime Community Bancshares, Inc. |
DCOM |
30-Jan-2020 |
|
36 |
Duke Energy Corporation |
DUK |
29-Jan-2020 |
|
37 |
Eastman Chemical Co. |
EMN |
15-Jan-2020 |
|
38 |
Ecolab, Inc. |
ECL |
31-Jan-2020 |
|
39 |
Emergent BioSolutions Inc. |
EBS |
30-Jan-2020 |
|
40 |
Erie Indemnity Company |
ERIE |
21-Jan-2020 |
|
41 |
Estee Lauder Companies, Inc. |
EL |
23-Jan-2020 |
|
42 |
Financial Institutions, Inc. |
FISI |
17-Jan-2020 |
|
43 |
FLIR Systems, Inc. |
FLIR |
17-Jan-2020 |
|
44 |
Francesca's Holdings Corporation |
FRAN |
30-Jan-2020 |
|
45 |
GCI Liberty, Inc. |
GLIBA |
10-Jan-2020 |
|
46 |
Genesis Energy LP |
GEL |
31-Jan-2020 |
|
47 |
Genworth Financial Inc. |
GNW |
23-Jan-2020 |
|
48 |
Grand Canyon Education Inc. |
LOPE |
16-Jan-2020 |
|
49 |
Great Lakes Dredge & Dock Corp. |
GLDD |
17-Jan-2020 |
|
50 |
Greenhill & Co., Inc. |
GHL |
14-Jan-2020 |
|
51 |
Hanmi Financial Corp. |
HAFC |
31-Jan-2020 |
|
52 |
Hawaiian Electric Industries Inc. |
HE |
14-Jan-2020 |
|
53 |
Heartland Express, Inc. |
HTLD |
28-Jan-2020 |
|
54 |
Hecla Mining Co. |
HL |
21-Jan-2020 |
|
55 |
Heidrick & Struggles International, Inc. |
HSII |
24-Jan-2020 |
|
56 |
Helen of Troy Limited |
HELE |
22-Jan-2020 |
|
57 |
Herman Miller, Inc. |
MLHR |
30-Jan-2020 |
|
58 |
Hershey Company, The |
HSY |
27-Jan-2020 |
|
59 |
Hologic Inc. |
HOLX |
27-Jan-2020 |
|
60 |
Illumina Inc. |
ILMN |
23-Jan-2020 |
|
61 |
Incyte Corp. |
INCY |
23-Jan-2020 |
|
62 |
Insperity, Inc. |
NSP |
16-Jan-2020 |
|
63 |
Integra Lifescience Holdings Corporation |
IART |
16-Jan-2020 |
|
64 |
International Game Technology |
IGT |
21-Jan-2020 |
|
65 |
INTL Fcstone, Inc. |
INTL |
30-Jan-2020 |
|
66 |
Iron Mountain, Inc. |
IRM |
23-Jan-2020 |
|
67 |
Jazz Pharmaceuticals Plc |
JAZZ |
13-Jan-2020 |
|
68 |
Kemet Corp. |
KEM |
30-Jan-2020 |
|
69 |
Kilroy Realty Corporation |
KRC |
24-Jan-2020 |
|
70 |
Kinder Morgan Inc. |
KMI |
23-Jan-2020 |
|
71 |
Kirkland's Inc. |
KIRK |
21-Jan-2020 |
|
72 |
Korn/Ferry International |
KFY |
22-Jan-2020 |
|
73 |
Kroger Co., The |
KR |
21-Jan-2020 |
|
74 |
Lancaster Colony Corporation |
LANC |
24-Jan-2020 |
|
75 |
Liberty Global PLC |
LBTYA |
30-Jan-2020 |
|
76 |
Lindsay Corporation |
LNN |
13-Jan-2020 |
|
77 |
Littelfuse, Inc. |
LFUS |
28-Jan-2020 |
|
78 |
Madison Square Garden Company, The |
MSG |
13-Jan-2020 |
|
79 |
Magellan Health Services Inc. |
MGLN |
21-Jan-2020 |
|
80 |
Magellan Midstream Partners LP |
MMP |
27-Jan-2020 |
|
81 |
Mantech International Corporation |
MANT |
27-Jan-2020 |
|
82 |
Marcus Corporation |
MCS |
27-Jan-2020 |
|
83 |
Marriott Vacations Worldwide Corp. |
VAC |
23-Jan-2020 |
|
84 |
McDonald's Corp. |
MCD |
23-Jan-2020 |
|
85 |
MGE Energy Inc. |
MGEE |
27-Jan-2020 |
|
86 |
Movado Group, Inc. |
MOV |
13-Jan-2020 |
|
87 |
Mueller Water Products, Inc. |
MWA |
14-Jan-2020 |
|
88 |
Murphy USA, Inc. |
MUSA |
14-Jan-2020 |
|
89 |
Newpark Resources Inc. |
NR |
23-Jan-2020 |
|
90 |
NuStar Energy, L.P. |
NS |
13-Jan-2020 |
|
91 |
NVR Inc. |
NVR |
21-Jan-2020 |
|
92 |
Pentair Plc |
PNR |
13-Jan-2020 |
|
93 |
Pier 1 Imports Inc. |
PIR |
17-Jan-2020 |
|
94 |
Popular, Inc. |
BPOP |
28-Jan-2020 |
|
95 |
PotlatchDeltic Corporation |
PCH |
29-Jan-2020 |
|
96 |
QEP Resources Inc. |
QEP |
29-Jan-2020 |
|
97 |
Regency Centers Corporation |
REG |
31-Jan-2020 |
|
98 |
Reliance Steel & Aluminum Co. |
RS |
13-Jan-2020 |
|
99 |
Ross Stores, Inc. |
ROST |
31-Jan-2020 |
|
100 |
Sabine Royalty Trust |
SBR |
30-Jan-2020 |
|
101 |
Safeguard Scientifics, Inc. |
SFE |
30-Jan-2020 |
|
102 |
Sanderson Farms, Inc. |
SAFM |
23-Jan-2020 |
|
103 |
Santander Consumer USA Holdings, Inc. |
SC |
15-Jan-2020 |
|
104 |
Seattle Genetics Inc. |
SGEN |
21-Jan-2020 |
|
105 |
SJW Corp. |
SJW |
27-Jan-2020 |
|
106 |
SK Telecom Co Ltd. |
SKM |
23-Jan-2020 |
|
107 |
SL Green Realty Corporation |
SLG |
30-Jan-2020 |
|
108 |
SLM Corporation |
SLM |
23-Jan-2020 |
|
109 |
SVB Financial Group |
SIVB |
17-Jan-2020 |
|
110 |
Sysco Corporation |
SYY |
27-Jan-2020 |
|
111 |
Team, Inc. |
TISI |
14-Jan-2020 |
|
112 |
Ternium S.A. |
TX |
30-Jan-2020 |
|
113 |
TerraForm Power, Inc. |
TERP |
21-Jan-2020 |
|
114 |
Tilray, Inc. |
TLRY |
28-Jan-2020 |
|
115 |
Toll Brothers Inc. |
TOL |
21-Jan-2020 |
|
116 |
TTEC Holdings, Inc. |
TTEC |
30-Jan-2020 |
|
117 |
Union Pacific Corporation |
UNP |
31-Jan-2020 |
|
118 |
Vipshop Holdings Ltd. - ADR |
VIPS |
10-Jan-2020 |
|
119 |
Virtus Investment Partners Inc. |
VRTS |
23-Jan-2020 |
|
120 |
Washington Prime Group, Inc. |
WPG |
27-Jan-2020 |
|
121 |
Waste Management, Inc. |
WM |
16-Jan-2020 |
|
122 |
Whirlpool Corporation |
WHR |
13-Jan-2020 |
|
123 |
Williams-Sonoma Inc. |
WSM |
21-Jan-2020 |
|
124 |
Xerox Corp. |
XRX |
13-Jan-2020 |
Notes: New SEC investigative activity could theoretically begin or end after the date covered by the latest information in this report, which would not be reflected here. Where applicable, the SEC did not disclose the details on investigations referenced herein. All we know is that they somehow pertain to the conduct, transactions, and/or disclosures of the companies. Companies with undisclosed SEC investigations are maintained on our Watch List of companies with undisclosed SEC investigations. The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.
