Probes Reporter FOIA Update / Data Feed: No Recent SEC Investigative Records Found – 124 Companies

ABT
AIMT
AA
AAL
aobc
AWR
ADI
NLY
ANH
APA
BFIN
BBT
BYND
BH
bti
CWT
CRR
KMX
FUN
CPK
CMS
COHR
CMCSA
COO
CTB
COT
CUZ
CVA
CTIC
CVI
DAKT
DRI
DE
DK
DCOM
DUK
EMN
ECL
EBS
ERIE
EL
FISI
FLIR
FRAN
GLIBA
GEL
GNW
LOPE
GLDD
GHL
HAFC
HE
HTLD
HL
HSII
HELE
MLHR
HSY
HOLX
ILMN
INCY
NSP
IART
IGT
intl
IRM
JAZZ
KEM
KRC
KMI
KIRK
KFY
KR
LANC
LBTYA
LNN
LFUS
MSG
MGLN
MMP
MANT
MCS
VAC
MCD
MGEE
MOV
MWA
MUSA
NR
NS
NVR
PNR
PIR
BPOP
PCH
QEP
REG
RS
ROST
SBR
SFE
SAFM
SC
SGEN
SJW
SKM
SLG
SLM
SIVB
SYY
TISI
TX
TERP
TLRY
TOL
TTEC
UNP
VIPS
VRTS
WPG
WM
WHR
WSM
XRX

No Recent SEC Investigative Records Found – 124 Companies

Published 27-Feb-2020

As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity.  If you think any of these companies have SEC investigations, or had them in the recent past, let us know and we’ll file an appeal to challenge the adequacy of the search that led to the responses cited here.

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Company Name

Ticker

Date of Response

1

Abbott Laboratories

ABT

30-Jan-2020

2

Aimmune Therapeutics Inc.

AIMT

30-Jan-2020

3

Alcoa Inc.

AA

30-Jan-2020

4

American Airlines Group Inc.

AAL

28-Jan-2020

5

American Outdoor Brands Corp.

AOBC

27-Jan-2020

6

American States Water Company

AWR

28-Jan-2020

7

Analog Devices, Inc.

ADI

24-Jan-2020

8

Annaly Capital Management Inc.

NLY

28-Jan-2020

9

Anworth Mortgage Asset Corporation

ANH

22-Jan-2020

10

Apache Corporation

APA

13-Jan-2020

11

BankFinancial Corp.

BFIN

30-Jan-2020

12

BB&T Corp.

BBT

27-Jan-2020

13

Beyond Meat, Inc.

BYND

31-Jan-2020

14

Biglari Holdings, Inc.

BH

30-Jan-2020

15

British American Tobacco, Plc.

BTI

16-Jan-2020

16

California Water Service Group

CWT

28-Jan-2020

17

Carbo Ceramics Inc.

CRR

15-Jan-2020

18

Carmax, Inc.

KMX

31-Jan-2020

19

Cedar Fair, L.P.

FUN

31-Jan-2020

20

Chesapeake Utilities Corporation

CPK

22-Jan-2020

21

CMS Energy Corp.

CMS

14-Jan-2020

22

Coherent, Inc.

COHR

28-Jan-2020

23

Comcast Corporation

CMCSA

28-Jan-2020

24

Cooper Companies Inc., The

COO

19-Jan-2020

25

Cooper Tire & Rubber Co.

CTB

15-Jan-2020

26

Cott Corporation

COT

29-Jan-2020

27

Cousins Properties Incorporated

CUZ

29-Jan-2020

28

Covanta Holding Corporation

CVA

10-Jan-2020

29

CTI BioPharma Corporation

CTIC

29-Jan-2020

30

CVR Energy, Inc.

CVI

28-Jan-2020

31

Daktronics Inc.

DAKT

13-Jan-2020

32

Darden Restaurants, Inc.

DRI

28-Jan-2020

33

Deere & Co.

DE

30-Jan-2020

34

Delek US Holdings, Inc.

DK

19-Jan-2020

35

Dime Community Bancshares, Inc.

DCOM

30-Jan-2020

36

Duke Energy Corporation

DUK

29-Jan-2020

37

Eastman Chemical Co.

EMN

15-Jan-2020

38

Ecolab, Inc.

ECL

31-Jan-2020

39

Emergent BioSolutions Inc.

EBS

30-Jan-2020

40

Erie Indemnity Company

ERIE

21-Jan-2020

41

Estee Lauder Companies, Inc.

EL

23-Jan-2020

42

Financial Institutions, Inc.

FISI

17-Jan-2020

43

FLIR Systems, Inc.

FLIR

17-Jan-2020

44

Francesca's Holdings Corporation

FRAN

30-Jan-2020

45

GCI Liberty, Inc.

GLIBA

10-Jan-2020

46

Genesis Energy LP

GEL

31-Jan-2020

47

Genworth Financial Inc.

GNW

23-Jan-2020

48

Grand Canyon Education Inc.

LOPE

16-Jan-2020

49

Great Lakes Dredge & Dock Corp.

GLDD

17-Jan-2020

50

Greenhill & Co., Inc.

GHL

14-Jan-2020

51

Hanmi Financial Corp.

HAFC

31-Jan-2020

52

Hawaiian Electric Industries Inc.

HE

14-Jan-2020

53

Heartland Express, Inc.

HTLD

28-Jan-2020

54

Hecla Mining Co.

HL

21-Jan-2020

55

Heidrick & Struggles International, Inc.

HSII

24-Jan-2020

56

Helen of Troy Limited

HELE

22-Jan-2020

57

Herman Miller, Inc.

MLHR

30-Jan-2020

58

Hershey Company, The

HSY

27-Jan-2020

59

Hologic Inc.

HOLX

27-Jan-2020

60

Illumina Inc.

ILMN

23-Jan-2020

61

Incyte Corp.

INCY

23-Jan-2020

62

Insperity, Inc.

NSP

16-Jan-2020

63

Integra Lifescience Holdings Corporation

IART

16-Jan-2020

64

International Game Technology

IGT

21-Jan-2020

65

INTL Fcstone, Inc.

INTL

30-Jan-2020

66

Iron Mountain, Inc.

IRM

23-Jan-2020

67

Jazz Pharmaceuticals Plc

JAZZ

13-Jan-2020

68

Kemet Corp.

KEM

30-Jan-2020

69

Kilroy Realty Corporation

KRC

24-Jan-2020

70

Kinder Morgan Inc.

KMI

23-Jan-2020

71

Kirkland's Inc.

KIRK

21-Jan-2020

72

Korn/Ferry International

KFY

22-Jan-2020

73

Kroger Co., The

KR

21-Jan-2020

74

Lancaster Colony Corporation

LANC

24-Jan-2020

75

Liberty Global PLC

LBTYA

30-Jan-2020

76

Lindsay Corporation

LNN

13-Jan-2020

77

Littelfuse, Inc.

LFUS

28-Jan-2020

78

Madison Square Garden Company, The

MSG

13-Jan-2020

79

Magellan Health Services Inc.

MGLN

21-Jan-2020

80

Magellan Midstream Partners LP

MMP

27-Jan-2020

81

Mantech International Corporation

MANT

27-Jan-2020

82

Marcus Corporation

MCS

27-Jan-2020

83

Marriott Vacations Worldwide Corp.

VAC

23-Jan-2020

84

McDonald's Corp.

MCD

23-Jan-2020

85

MGE Energy Inc.

MGEE

27-Jan-2020

86

Movado Group, Inc.

MOV

13-Jan-2020

87

Mueller Water Products, Inc.

MWA

14-Jan-2020

88

Murphy USA, Inc.

MUSA

14-Jan-2020

89

Newpark Resources Inc.

NR

23-Jan-2020

90

NuStar Energy, L.P.

NS

13-Jan-2020

91

NVR Inc.

NVR

21-Jan-2020

92

Pentair Plc

PNR

13-Jan-2020

93

Pier 1 Imports Inc.

PIR

17-Jan-2020

94

Popular, Inc.

BPOP

28-Jan-2020

95

PotlatchDeltic Corporation

PCH

29-Jan-2020

96

QEP Resources Inc.

QEP

29-Jan-2020

97

Regency Centers Corporation

REG

31-Jan-2020

98

Reliance Steel & Aluminum Co.

RS

13-Jan-2020

99

Ross Stores, Inc.

ROST

31-Jan-2020

100

Sabine Royalty Trust

SBR

30-Jan-2020

101

Safeguard Scientifics, Inc.

SFE

30-Jan-2020

102

Sanderson Farms, Inc.

SAFM

23-Jan-2020

103

Santander Consumer USA Holdings, Inc.

SC

15-Jan-2020

104

Seattle Genetics Inc.

SGEN

21-Jan-2020

105

SJW Corp.

SJW

27-Jan-2020

106

SK Telecom Co Ltd.

SKM

23-Jan-2020

107

SL Green Realty Corporation

SLG

30-Jan-2020

108

SLM Corporation

SLM

23-Jan-2020

109

SVB Financial Group

SIVB

17-Jan-2020

110

Sysco Corporation

SYY

27-Jan-2020

111

Team, Inc.

TISI

14-Jan-2020

112

Ternium S.A.

TX

30-Jan-2020

113

TerraForm Power, Inc.

TERP

21-Jan-2020

114

Tilray, Inc.

TLRY

28-Jan-2020

115

Toll Brothers Inc.

TOL

21-Jan-2020

116

TTEC Holdings, Inc.

TTEC

30-Jan-2020

117

Union Pacific Corporation

UNP

31-Jan-2020

118

Vipshop Holdings Ltd. - ADR

VIPS

10-Jan-2020

119

Virtus Investment Partners Inc.

VRTS

23-Jan-2020

120

Washington Prime Group, Inc.

WPG

27-Jan-2020

121

Waste Management, Inc.

WM

16-Jan-2020

122

Whirlpool Corporation

WHR

13-Jan-2020

123

Williams-Sonoma Inc.

WSM

21-Jan-2020

124

Xerox Corp.

XRX

13-Jan-2020

 

Notes: New SEC investigative activity could theoretically begin or end after the date covered by the latest information in this report, which would not be reflected here. Where applicable, the SEC did not disclose the details on investigations referenced herein. All we know is that they somehow pertain to the conduct, transactions, and/or disclosures of the companies.  Companies with undisclosed SEC investigations are maintained on our Watch List of companies with undisclosed SEC investigations.  The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security. 

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