Documents
No Recent SEC Investigative Records Found – 118 Companies
Published 11-Dec-2019
As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity. If you think any of these companies have SEC investigations, or had them in the recent past, let us know and we’ll file an appeal to challenge the adequacy of the search that led to the responses cited here.
|
# |
Company Name |
Ticker |
Date of Response |
|
1 |
1-800-Flowers.com Incorporated |
FLWS |
14-Nov-2019 |
|
2 |
AAON Inc. |
AAON |
21-Nov-2019 |
|
3 |
Acuity Brands, Inc. |
AYI |
20-Nov-2019 |
|
4 |
AES Corporation, The |
AES |
21-Nov-2019 |
|
5 |
Agilent Technologies Inc. |
A |
8-Nov-2019 |
|
6 |
Agilysys Inc. |
AGYS |
5-Nov-2019 |
|
7 |
Allstate Corp., The |
ALL |
12-Nov-2019 |
|
8 |
Altisource Portfolio Solutions S.A. |
ASPS |
21-Nov-2019 |
|
9 |
Amedisys, Inc. |
AMED |
12-Nov-2019 |
|
10 |
American Campus Communities, Inc. |
ACC |
14-Nov-2019 |
|
11 |
American Water Works Company, Inc. |
AWK |
8-Nov-2019 |
|
12 |
Amphenol Corporation |
APH |
8-Nov-2019 |
|
13 |
Apartment Investment & Management Co. |
AIV |
6-Nov-2019 |
|
14 |
Aqua America, Inc. |
WTR |
18-Nov-2019 |
|
15 |
Aridis Pharmaceuticals, Inc. |
ARDS |
15-Nov-2019 |
|
16 |
Armada Hoffler Properties, Inc. |
AHH |
19-Nov-2019 |
|
17 |
AstraZenaca PLC |
AZN |
20-Nov-2019 |
|
18 |
Autolus Therapeutics Ltd. - ADR |
AUTL |
14-Nov-2019 |
|
19 |
AvalonBay Communities, Inc. |
AVB |
7-Nov-2019 |
|
20 |
Avery Dennison Corporation |
AVY |
7-Nov-2019 |
|
21 |
Axis Capital Holdings Limited |
AXS |
18-Nov-2019 |
|
22 |
Bank of Hawaii Corp. |
BOH |
18-Nov-2019 |
|
23 |
BCE, Inc. |
BCE |
14-Nov-2019 |
|
24 |
Blue Apron Holdings, Inc. |
APRN |
21-Nov-2019 |
|
25 |
Boston Beer Co. Inc. |
SAM |
19-Nov-2019 |
|
26 |
Brandywine Realty Trust |
BDN |
14-Nov-2019 |
|
27 |
Brookdale Senior Living Inc. |
BKD |
18-Nov-2019 |
|
28 |
Bunge Limited |
BG |
18-Nov-2019 |
|
29 |
Cadence Design Systems, Inc. |
CDNS |
22-Nov-2019 |
|
30 |
CarGurus Inc. |
CARG |
18-Nov-2019 |
|
31 |
CDK Global Incorporated |
CDK |
21-Nov-2019 |
|
32 |
CECO Environmental Corporation |
CECE |
18-Nov-2019 |
|
33 |
Chico's FAS Inc. |
CHS |
6-Nov-2019 |
|
34 |
Church & Dwight Co. Inc. |
CHD |
15-Nov-2019 |
|
35 |
Cimarex Energy Co. |
XEC |
6-Nov-2019 |
|
36 |
Cintas Corp. |
CTAS |
15-Nov-2019 |
|
37 |
Comtech Telecommunications Corp. |
CMTL |
12-Nov-2019 |
|
38 |
Concho Resources, Inc. |
CXO |
13-Nov-2019 |
|
39 |
Consolidated Edison, Inc. |
ED |
20-Nov-2019 |
|
40 |
Coupa Software, Inc. |
COUP |
12-Nov-2019 |
|
41 |
Cracker Barrel Old Country Store, Inc. |
CBRL |
18-Nov-2019 |
|
42 |
Deckers Outdoor Corp |
DECK |
7-Nov-2019 |
|
43 |
Dova Pharmaceuticals, Inc. |
DOVA |
12-Nov-2019 |
|
44 |
Elastic N.V. |
ESTC |
19-Nov-2019 |
|
45 |
Equity Residential |
EQR |
13-Nov-2019 |
|
46 |
Establishment Labs Holdings Inc. |
ESTA |
19-Nov-2019 |
|
47 |
EverQuote Inc. |
EVER |
20-Nov-2019 |
|
48 |
Farfetch Ltd. |
FTCH |
21-Nov-2019 |
|
49 |
FBL Financial Group, Inc. |
FFG |
20-Nov-2019 |
|
50 |
Fiesta Restaurant Group Inc. |
FRGI |
21-Nov-2019 |
|
51 |
First Midwest Bancorp, Inc. |
FMBI |
14-Nov-2019 |
|
52 |
FleetCor Technologies, Inc. |
FLT |
20-Nov-2019 |
|
53 |
Foot Locker Inc. |
FL |
21-Nov-2019 |
|
54 |
Forty Seven, Inc. |
FTSV |
21-Nov-2019 |
|
55 |
Fulgent Genetics, Inc. |
FLGT |
8-Nov-2019 |
|
56 |
Generac Holdings, Inc. |
GNRC |
14-Nov-2019 |
|
57 |
Gritstone Oncology, Inc. |
GRTS |
21-Nov-2019 |
|
58 |
Guardant Health, Inc. |
GH |
8-Nov-2019 |
|
59 |
Heritage Financial Corp. |
HFWA |
20-Nov-2019 |
|
60 |
Host Hotels & Resorts Inc. |
HST |
20-Nov-2019 |
|
61 |
Howard Hughes Corporation, The |
HHC |
20-Nov-2019 |
|
62 |
Humana Inc. |
HUM |
6-Nov-2019 |
|
63 |
Huron Consulting Group Inc. |
HURN |
21-Nov-2019 |
|
64 |
i3 Verticals, Inc. |
IIIV |
21-Nov-2019 |
|
65 |
ICU Medical, Inc. |
ICUI |
20-Nov-2019 |
|
66 |
International Flavors & Fragrances Inc. |
IFF |
21-Nov-2019 |
|
67 |
Interpid Potash, Inc. |
IPI |
6-Nov-2019 |
|
68 |
IPG Photonics Corporation |
IPGP |
6-Nov-2019 |
|
69 |
iRobot Corporation |
IRBT |
8-Nov-2019 |
|
70 |
ITT, Inc. |
ITT |
6-Nov-2019 |
|
71 |
KAR Auction Services, Inc. |
KAR |
6-Nov-2019 |
|
72 |
Kemper Corporation |
KMPR |
7-Nov-2019 |
|
73 |
Kennametal Inc. |
KMT |
18-Nov-2019 |
|
74 |
Kodiak Sciences, Inc. |
KOD |
15-Nov-2019 |
|
75 |
Krystal Biotech Inc. |
KRYS |
21-Nov-2019 |
|
76 |
La Jolla Pharmaceutical |
LJPC |
15-Nov-2019 |
|
77 |
Liberty Property Trust |
LPT |
6-Nov-2019 |
|
78 |
Loews Corporation |
L |
6-Nov-2019 |
|
79 |
LPL Financial Holdings, Inc. |
LPLA |
7-Nov-2019 |
|
80 |
LSI Industries Inc. |
LYTS |
7-Nov-2019 |
|
81 |
Macerich Co. |
MAC |
6-Nov-2019 |
|
82 |
Manitowoc Company, Inc., The |
MTW |
14-Nov-2019 |
|
83 |
ManpowerGroup, Inc. |
MAN |
6-Nov-2019 |
|
84 |
Marten Transport Ltd. |
MRTN |
13-Nov-2019 |
|
85 |
Martin Marietta Materials Inc. |
MLM |
6-Nov-2019 |
|
86 |
Masco Corp |
MAS |
13-Nov-2019 |
|
87 |
McCormick & Co Inc. |
MKC |
13-Nov-2019 |
|
88 |
Mettler-Toledo International Inc. |
MTD |
21-Nov-2019 |
|
89 |
Monster Beverage Corporation |
MNST |
7-Nov-2019 |
|
90 |
Murphy Oil Corporation |
MUR |
6-Nov-2019 |
|
91 |
North American Energy Partners Inc. |
NOA |
7-Nov-2019 |
|
92 |
Nuance Communications, Inc. |
NUAN |
12-Nov-2019 |
|
93 |
Oceaneering International, Inc. |
OII |
18-Nov-2019 |
|
94 |
Pacific Biosciences of California Inc. |
PACB |
21-Nov-2019 |
|
95 |
Pacific Premier Bancorp Inc. |
PPBI |
6-Nov-2019 |
|
96 |
Patterson Companies, Inc. |
PDCO |
7-Nov-2019 |
|
97 |
PGT Innovations Inc. |
PGTI |
6-Nov-2019 |
|
98 |
Piedmont Office Realty Trust Inc. |
PDM |
7-Nov-2019 |
|
99 |
Pioneer Natural Resources Co. |
PXD |
18-Nov-2019 |
|
100 |
Principia Biopharma Inc. |
PRNB |
14-Nov-2019 |
|
101 |
Qiagen NV |
QGEN |
12-Nov-2019 |
|
102 |
Reinsurance Group of America Inc. |
RGA |
7-Nov-2019 |
|
103 |
Replimune Group, Inc. |
REPL |
14-Nov-2019 |
|
104 |
Republic Bancorp, Inc. |
RBCAA |
20-Nov-2019 |
|
105 |
Retrophin Inc. |
RTRX |
14-Nov-2019 |
|
106 |
Royal Gold Inc. |
RGLD |
18-Nov-2019 |
|
107 |
Ryman Hospitality Properties, Inc. |
RHP |
21-Nov-2019 |
|
108 |
Silgan Holdings Inc. |
SLGN |
12-Nov-2019 |
|
109 |
Splunk Inc. |
SPLK |
19-Nov-2019 |
|
110 |
Stifel Financial Corp. |
SF |
20-Nov-2019 |
|
111 |
Teradyne, Inc. |
TER |
14-Nov-2019 |
|
112 |
Trimble, Inc. |
TRMB |
22-Nov-2019 |
|
113 |
Validus Holdings, Ltd. |
VR |
22-Nov-2019 |
|
114 |
Verisign, Inc. |
VRSN |
20-Nov-2019 |
|
115 |
Vishay Intertechnology, Inc. |
VSH |
14-Nov-2019 |
|
116 |
W.R. Grace & Co. |
GRA |
12-Nov-2019 |
|
117 |
Waste Connections, Inc. |
WCN |
22-Nov-2019 |
|
118 |
Weingarten Realty Investors |
WRI |
21-Nov-2019 |
