Probes Reporter Data Feed: No Recent SEC Investigative Records Found – 127 Companies

No Recent SEC Investigative Records Found – 127 Companies

As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity.  If you think any of these companies have SEC investigations, or had them in the recent past, let us know and we’ll file an appeal to challenge the adequacy of the search that led to the responses cited here.

Company Name                                                     Ticker        Date of Response

1 Accenture Ltd ACN 27-Aug-2021
2 Agenus, Inc. AGEN 1-Sep-2021
3 Agilent Technologies Inc. A 10-Sep-2021
4 Agilysys Inc. AGYS 8-Sep-2021
5 Air Products & Chemicals Inc. APD 3-Sep-2021
6 Alleghany Corp. Y 1-Sep-2021
7 Ameren Corp. AEE 3-Sep-2021
8 AO Smith Corp. AOS 31-Aug-2021
9 Apartment Investment & Management Co. AIV 10-Sep-2021
10 Archrock, Inc. AROC 3-Sep-2021
11 AtriCure Inc. ATRC 30-Aug-2021
12 Autoliv, Inc. ALV 10-Sep-2021
13 Avalara, Inc. AVLR 9-Sep-2021
14 Bellicum Pharmaceuticals, Inc. BLCM 26-Aug-2021
15 BJ's Restaurants, Inc. BJRI 8-Sep-2021
16 Boston Properties, Inc. BXP 8-Sep-2021
17 Bottomline Technologies Inc. EPAY 10-Sep-2021
18 Box Inc. BOX 1-Sep-2021
19 Bryn Mawr Bank Corporation BMTC 8-Sep-2021
20 Callon Petroleum Company CPE 9-Sep-2021
21 Canadian Pacific Railway Ltd. CP 2-Sep-2021
22 Central Garden & Pet Company CENT 9-Sep-2021
23 Chase Corporation CCF 3-Sep-2021
24 China XD Plastics Company Ltd. CXDC 8-Sep-2021
25 Cimpress N.V. CMPR 3-Sep-2021
26 Cincinnati Financial Corp. CINF 3-Sep-2021
27 Cloudera, Inc CLDR 9-Sep-2021
28 Clovis Oncology, Inc. CLVS 1-Sep-2021
29 Cognex Corporation CGNX 8-Sep-2021
30 Commercial Metals Company CMC 3-Sep-2021
31 Comstock Resources Inc. CRK 29-Aug-2021
32 Conmed Corporation CNMD 8-Sep-2021
33 Constellation Brands, Inc. STZ 3-Sep-2021
34 Credit Acceptance Corp. CACC 9-Sep-2021
35 Cutera, Inc. CUTR 31-Aug-2021
36 Eagle Pharmaceuticals, Inc. EGRX 29-Aug-2021
37 Eldorado Gold Corp. EGO 27-Aug-2021
38 Energizer Holdings, Inc. ENR 23-Aug-2021
39 Entergy Corp. ETR 7-Sep-2021
40 Ethan Allen Interiors, Inc. ETH 30-Aug-2021
41 Exelixis, Inc. EXEL 3-Sep-2021
42 Expeditors International of Washington Inc. EXPD 23-Aug-2021
43 Flushing Financial Corp. FFIC 27-Aug-2021
44 FormFactor, Inc. FORM 31-Aug-2021
45 Genpact Ltd. G 9-Sep-2021
46 Geospace Technologies Corp. GEOS 1-Sep-2021
47 German American Bancorp, Inc. GABC 30-Aug-2021
48 Global Indemnity PLC. GBLI 7-Sep-2021
49 Global Net Lease Inc. GNL 24-Aug-2021
50 Great Southern Bancorp, Inc. GSBC 1-Sep-2021
51 Guidewire Software, Inc. GWRE 23-Aug-2021
52 Hawaiian Holdings, Inc. HA 9-Sep-2021
53 Haynes International, Inc. HAYN 10-Sep-2021
54 Helmerich & Payne Inc. HP 10-Sep-2021
55 II-VI, Inc. IIVI 9-Sep-2021
56 Imperial Oil Ltd. IMO 9-Sep-2021
57 Jack In The Box Inc. JACK 8-Sep-2021
58 KAR Auction Services, Inc. KAR 9-Sep-2021
59 Lifetime Brands, Inc. LCUT 7-Sep-2021
60 Ligand Pharmaceuticals, Inc. LGND 24-Aug-2021
61 LKQ Corp. LKQ 7-Sep-2021
62 Lyft, Inc. LYFT 24-Aug-2021
63 Macquarie Infrastructure Corporation MIC 8-Sep-2021
64 Maiden Holdings Ltd. MHLD 26-Aug-2021
65 Maxlinear, Inc. MXL 9-Sep-2021
66 Mednax, Inc. MD 1-Sep-2021
67 Mercury General Corporation MCY 3-Sep-2021
68 Minerals Technologies, Inc. MTX 25-Aug-2021
69 MKS Instruments, Inc. MKSI 1-Sep-2021
70 Moody's Corp. MCO 31-Aug-2021
71 Mr. Cooper Group, Inc. COOP 27-Aug-2021
72 NCR Corporation NCR 24-Aug-2021
73 Neurocrine Biosciences Inc. NBIX 3-Sep-2021
74 New York Times Co., The NYT 8-Sep-2021
75 Nextgen Healthcare, Inc. NXGN 23-Aug-2021
76 Northern Oil & Gas Inc. NOG 23-Aug-2021
77 NRG Energy, Inc. NRG 31-Aug-2021
78 Oasis Petroleum Inc. OAS 9-Sep-2021
79 Ollie's Bargain Outlet Holdings Inc. OLLI 3-Sep-2021
80 Oneok Inc. OKE 10-Sep-2021
81 Otter Tail Corp. OTTR 1-Sep-2021
82 Peabody Energy Corporation BTU 23-Aug-2021
83 Progress Software Corp. PRGS 3-Sep-2021
84 Quanta Services, Inc. PWR 1-Sep-2021
85 Rayonier, Inc. RYN 23-Aug-2021
86 Red Robin Gourmet Burgers, Inc. RRGB 10-Sep-2021
87 Regis Corporation RGS 1-Sep-2021
88 Repligen Corporation RGEN 9-Sep-2021
89 Sapiens International Corp. N.V. SPNS 31-Aug-2021
90 ServiceNow Inc. NOW 7-Sep-2021
91 Shopify, Inc. SHOP 9-Sep-2021
92 Sierra Wireless, Inc. SWIR 8-Sep-2021
93 Sinclair Broadcast Group Inc. SBGI 9-Sep-2021
94 Snap-On Inc. SNA 27-Aug-2021
95 SP Plus Corporation SP 23-Aug-2021
96 SpartanNash Company SPTN 27-Aug-2021
97 Spectrum Pharmaceuticals, Inc. SPPI 25-Aug-2021
98 Spirit Airlines, Inc. SAVE 31-Aug-2021
99 Tejon Ranch Company TRC 1-Sep-2021
100 Teladoc Health Inc. TDOC 9-Sep-2021
101 Tenneco, Inc. TEN 2-Sep-2021
102 Tetra Technologies, Inc. TTI 27-Aug-2021
103 Thermon Group Holdings, Inc. THR 7-Sep-2021
104 Toro Co. TTC 9-Sep-2021
105 Tower Semiconductor Ltd. TSEM 10-Sep-2021
106 Trico Bancshares TCBK 24-Aug-2021
107 TriMas Corp. TRS 1-Sep-2021
108 Triple-S Management Corporation GTS 24-Aug-2021
109 Trustmark Corporation TRMK 23-Aug-2021
110 TTM Technologies Inc. TTMI 23-Aug-2021
111 United Airlines Holdings Inc. UAL 24-Aug-2021
112 United States Lime & Minerals, Inc. USLM 8-Sep-2021
113 Universal Health Services Inc. UHS 9-Sep-2021
114 Urstadt Buddle Properties Inc. UBA 3-Sep-2021
115 US Ecology Inc. ECOL 23-Aug-2021
116 Veeva Systems, Inc. VEEV 3-Sep-2021
117 Viad Corp. VVI 23-Aug-2021
118 ViaSat Inc. VSAT 8-Sep-2021
119 Vicor Corp. VICR 10-Sep-2021
120 Waters Corporation WAT 10-Sep-2021
121 Wave Life Sciences Ltd. WVE 31-Aug-2021
122 Webster Financial Corp. WBS 3-Sep-2021
123 Winnebago Industries, Inc. WGO 10-Sep-2021
124 Worthington Industries, Inc. WOR 3-Sep-2021
125 Xencor Inc. XNCR 27-Aug-2021
126 Xylem Inc. XYL 7-Sep-2021
127 Zix Corporation ZIXI 26-Aug-2021


Notes: New SEC investigative activity could theoretically begin or end after the date covered by the latest information in this report, which would not be reflected here. Where applicable, the SEC did not disclose the details on investigations referenced herein. All we know is that they somehow pertain to the conduct, transactions, and/or disclosures of the companies.  Companies with undisclosed SEC investigations are maintained on our Watch List of companies with undisclosed SEC investigations.