No Recent SEC Investigative Records Found – 127 Companies
As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity. If you think any of these companies have SEC investigations, or had them in the recent past, let us know and we’ll file an appeal to challenge the adequacy of the search that led to the responses cited here.
Company Name Ticker Date of Response
| 1 | Accenture Ltd | ACN | 27-Aug-2021 |
| 2 | Agenus, Inc. | AGEN | 1-Sep-2021 |
| 3 | Agilent Technologies Inc. | A | 10-Sep-2021 |
| 4 | Agilysys Inc. | AGYS | 8-Sep-2021 |
| 5 | Air Products & Chemicals Inc. | APD | 3-Sep-2021 |
| 6 | Alleghany Corp. | Y | 1-Sep-2021 |
| 7 | Ameren Corp. | AEE | 3-Sep-2021 |
| 8 | AO Smith Corp. | AOS | 31-Aug-2021 |
| 9 | Apartment Investment & Management Co. | AIV | 10-Sep-2021 |
| 10 | Archrock, Inc. | AROC | 3-Sep-2021 |
| 11 | AtriCure Inc. | ATRC | 30-Aug-2021 |
| 12 | Autoliv, Inc. | ALV | 10-Sep-2021 |
| 13 | Avalara, Inc. | AVLR | 9-Sep-2021 |
| 14 | Bellicum Pharmaceuticals, Inc. | BLCM | 26-Aug-2021 |
| 15 | BJ's Restaurants, Inc. | BJRI | 8-Sep-2021 |
| 16 | Boston Properties, Inc. | BXP | 8-Sep-2021 |
| 17 | Bottomline Technologies Inc. | EPAY | 10-Sep-2021 |
| 18 | Box Inc. | BOX | 1-Sep-2021 |
| 19 | Bryn Mawr Bank Corporation | BMTC | 8-Sep-2021 |
| 20 | Callon Petroleum Company | CPE | 9-Sep-2021 |
| 21 | Canadian Pacific Railway Ltd. | CP | 2-Sep-2021 |
| 22 | Central Garden & Pet Company | CENT | 9-Sep-2021 |
| 23 | Chase Corporation | CCF | 3-Sep-2021 |
| 24 | China XD Plastics Company Ltd. | CXDC | 8-Sep-2021 |
| 25 | Cimpress N.V. | CMPR | 3-Sep-2021 |
| 26 | Cincinnati Financial Corp. | CINF | 3-Sep-2021 |
| 27 | Cloudera, Inc | CLDR | 9-Sep-2021 |
| 28 | Clovis Oncology, Inc. | CLVS | 1-Sep-2021 |
| 29 | Cognex Corporation | CGNX | 8-Sep-2021 |
| 30 | Commercial Metals Company | CMC | 3-Sep-2021 |
| 31 | Comstock Resources Inc. | CRK | 29-Aug-2021 |
| 32 | Conmed Corporation | CNMD | 8-Sep-2021 |
| 33 | Constellation Brands, Inc. | STZ | 3-Sep-2021 |
| 34 | Credit Acceptance Corp. | CACC | 9-Sep-2021 |
| 35 | Cutera, Inc. | CUTR | 31-Aug-2021 |
| 36 | Eagle Pharmaceuticals, Inc. | EGRX | 29-Aug-2021 |
| 37 | Eldorado Gold Corp. | EGO | 27-Aug-2021 |
| 38 | Energizer Holdings, Inc. | ENR | 23-Aug-2021 |
| 39 | Entergy Corp. | ETR | 7-Sep-2021 |
| 40 | Ethan Allen Interiors, Inc. | ETH | 30-Aug-2021 |
| 41 | Exelixis, Inc. | EXEL | 3-Sep-2021 |
| 42 | Expeditors International of Washington Inc. | EXPD | 23-Aug-2021 |
| 43 | Flushing Financial Corp. | FFIC | 27-Aug-2021 |
| 44 | FormFactor, Inc. | FORM | 31-Aug-2021 |
| 45 | Genpact Ltd. | G | 9-Sep-2021 |
| 46 | Geospace Technologies Corp. | GEOS | 1-Sep-2021 |
| 47 | German American Bancorp, Inc. | GABC | 30-Aug-2021 |
| 48 | Global Indemnity PLC. | GBLI | 7-Sep-2021 |
| 49 | Global Net Lease Inc. | GNL | 24-Aug-2021 |
| 50 | Great Southern Bancorp, Inc. | GSBC | 1-Sep-2021 |
| 51 | Guidewire Software, Inc. | GWRE | 23-Aug-2021 |
| 52 | Hawaiian Holdings, Inc. | HA | 9-Sep-2021 |
| 53 | Haynes International, Inc. | HAYN | 10-Sep-2021 |
| 54 | Helmerich & Payne Inc. | HP | 10-Sep-2021 |
| 55 | II-VI, Inc. | IIVI | 9-Sep-2021 |
| 56 | Imperial Oil Ltd. | IMO | 9-Sep-2021 |
| 57 | Jack In The Box Inc. | JACK | 8-Sep-2021 |
| 58 | KAR Auction Services, Inc. | KAR | 9-Sep-2021 |
| 59 | Lifetime Brands, Inc. | LCUT | 7-Sep-2021 |
| 60 | Ligand Pharmaceuticals, Inc. | LGND | 24-Aug-2021 |
| 61 | LKQ Corp. | LKQ | 7-Sep-2021 |
| 62 | Lyft, Inc. | LYFT | 24-Aug-2021 |
| 63 | Macquarie Infrastructure Corporation | MIC | 8-Sep-2021 |
| 64 | Maiden Holdings Ltd. | MHLD | 26-Aug-2021 |
| 65 | Maxlinear, Inc. | MXL | 9-Sep-2021 |
| 66 | Mednax, Inc. | MD | 1-Sep-2021 |
| 67 | Mercury General Corporation | MCY | 3-Sep-2021 |
| 68 | Minerals Technologies, Inc. | MTX | 25-Aug-2021 |
| 69 | MKS Instruments, Inc. | MKSI | 1-Sep-2021 |
| 70 | Moody's Corp. | MCO | 31-Aug-2021 |
| 71 | Mr. Cooper Group, Inc. | COOP | 27-Aug-2021 |
| 72 | NCR Corporation | NCR | 24-Aug-2021 |
| 73 | Neurocrine Biosciences Inc. | NBIX | 3-Sep-2021 |
| 74 | New York Times Co., The | NYT | 8-Sep-2021 |
| 75 | Nextgen Healthcare, Inc. | NXGN | 23-Aug-2021 |
| 76 | Northern Oil & Gas Inc. | NOG | 23-Aug-2021 |
| 77 | NRG Energy, Inc. | NRG | 31-Aug-2021 |
| 78 | Oasis Petroleum Inc. | OAS | 9-Sep-2021 |
| 79 | Ollie's Bargain Outlet Holdings Inc. | OLLI | 3-Sep-2021 |
| 80 | Oneok Inc. | OKE | 10-Sep-2021 |
| 81 | Otter Tail Corp. | OTTR | 1-Sep-2021 |
| 82 | Peabody Energy Corporation | BTU | 23-Aug-2021 |
| 83 | Progress Software Corp. | PRGS | 3-Sep-2021 |
| 84 | Quanta Services, Inc. | PWR | 1-Sep-2021 |
| 85 | Rayonier, Inc. | RYN | 23-Aug-2021 |
| 86 | Red Robin Gourmet Burgers, Inc. | RRGB | 10-Sep-2021 |
| 87 | Regis Corporation | RGS | 1-Sep-2021 |
| 88 | Repligen Corporation | RGEN | 9-Sep-2021 |
| 89 | Sapiens International Corp. N.V. | SPNS | 31-Aug-2021 |
| 90 | ServiceNow Inc. | NOW | 7-Sep-2021 |
| 91 | Shopify, Inc. | SHOP | 9-Sep-2021 |
| 92 | Sierra Wireless, Inc. | SWIR | 8-Sep-2021 |
| 93 | Sinclair Broadcast Group Inc. | SBGI | 9-Sep-2021 |
| 94 | Snap-On Inc. | SNA | 27-Aug-2021 |
| 95 | SP Plus Corporation | SP | 23-Aug-2021 |
| 96 | SpartanNash Company | SPTN | 27-Aug-2021 |
| 97 | Spectrum Pharmaceuticals, Inc. | SPPI | 25-Aug-2021 |
| 98 | Spirit Airlines, Inc. | SAVE | 31-Aug-2021 |
| 99 | Tejon Ranch Company | TRC | 1-Sep-2021 |
| 100 | Teladoc Health Inc. | TDOC | 9-Sep-2021 |
| 101 | Tenneco, Inc. | TEN | 2-Sep-2021 |
| 102 | Tetra Technologies, Inc. | TTI | 27-Aug-2021 |
| 103 | Thermon Group Holdings, Inc. | THR | 7-Sep-2021 |
| 104 | Toro Co. | TTC | 9-Sep-2021 |
| 105 | Tower Semiconductor Ltd. | TSEM | 10-Sep-2021 |
| 106 | Trico Bancshares | TCBK | 24-Aug-2021 |
| 107 | TriMas Corp. | TRS | 1-Sep-2021 |
| 108 | Triple-S Management Corporation | GTS | 24-Aug-2021 |
| 109 | Trustmark Corporation | TRMK | 23-Aug-2021 |
| 110 | TTM Technologies Inc. | TTMI | 23-Aug-2021 |
| 111 | United Airlines Holdings Inc. | UAL | 24-Aug-2021 |
| 112 | United States Lime & Minerals, Inc. | USLM | 8-Sep-2021 |
| 113 | Universal Health Services Inc. | UHS | 9-Sep-2021 |
| 114 | Urstadt Buddle Properties Inc. | UBA | 3-Sep-2021 |
| 115 | US Ecology Inc. | ECOL | 23-Aug-2021 |
| 116 | Veeva Systems, Inc. | VEEV | 3-Sep-2021 |
| 117 | Viad Corp. | VVI | 23-Aug-2021 |
| 118 | ViaSat Inc. | VSAT | 8-Sep-2021 |
| 119 | Vicor Corp. | VICR | 10-Sep-2021 |
| 120 | Waters Corporation | WAT | 10-Sep-2021 |
| 121 | Wave Life Sciences Ltd. | WVE | 31-Aug-2021 |
| 122 | Webster Financial Corp. | WBS | 3-Sep-2021 |
| 123 | Winnebago Industries, Inc. | WGO | 10-Sep-2021 |
| 124 | Worthington Industries, Inc. | WOR | 3-Sep-2021 |
| 125 | Xencor Inc. | XNCR | 27-Aug-2021 |
| 126 | Xylem Inc. | XYL | 7-Sep-2021 |
| 127 | Zix Corporation | ZIXI | 26-Aug-2021 |
Notes: New SEC investigative activity could theoretically begin or end after the date covered by the latest information in this report, which would not be reflected here. Where applicable, the SEC did not disclose the details on investigations referenced herein. All we know is that they somehow pertain to the conduct, transactions, and/or disclosures of the companies. Companies with undisclosed SEC investigations are maintained on our Watch List of companies with undisclosed SEC investigations.
