Philip Morris International Inc. - SEC Investigation Update

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Philip Morris International Inc. – PM:  Removed from Watch List.  Philip Morris had two undisclosed FCPA investigations in recent years, both now closed. Newly released documents show Philip Morris had a FCPA / bribery investigation which only ended in Oct-2018.  The other one, which ended in 2014, involved China.  We have investigative records on both.  Again, neither was disclosed.  

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Notes: The SEC did not disclose the details on investigations referenced above. The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.  New SEC investigative activity could theoretically begin or end after the date covered by this latest information which would not be reflected here.

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