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J&J Snack Foods Corp – JJSF: Removed from Watch List. An appeal response dated 27-Mar-2019, tells us SEC investigative activity involving this company was over, with 15 pages of related documents released. They show J&J Snack Foods was investigated in Aug-2017 for potentially filing a 10-Q without required review by an independent public accounting firm. As there were no other signs of investigative activity in the SEC’s latest response, J&J Snack Foods Corp. is removed from our Watch List.
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Notes: The SEC did not disclose the details on investigations referenced above. The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security. New SEC investigative activity could theoretically begin or end after the date covered by this latest information which would not be reflected here.
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