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Ingersoll-Rand Plc – IR: An undisclosed SEC investigation is again confirmed. We found at least two SEC investigations since Oct-2012. The Freedom of Information Act (FOIA) response indicating more recent undisclosed SEC investigative activity was dated 08-Jul-2016. On-going enforcement proceedings confirmed four times since, most recently on 21-May-2019. For this reason, Ingersoll-Rand Plc remains on our Watch List of companies with confirmed, undisclosed SEC investigations.
Clients are invited to contact us anytime, in total confidence, to discuss how to better assess the risks we identify here.
Note: New SEC investigative activity could theoretically begin or end after the date covered by this latest information which would not be reflected here.