Harley-Davidson, Inc. – SEC Investigation Update

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Harley-Davidson, Inc. – HOG:  An undisclosed SEC investigation is again confirmed. The first response indicating an SEC investigation was dated 09-Apr-2018.  On-going enforcement proceedings confirmed on appeal two times since, most recently on 29-Mar-2019.  For this reason, Harley-Davidson, Inc. remains on our Watch List of companies with confirmed, undisclosed SEC investigations.

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Notes: The SEC did not disclose the details on investigations referenced above. The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.  New SEC investigative activity could theoretically begin or end after the date covered by this latest information which would not be reflected here.

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