As of the Date of Response in the table below, we received information from the SEC to suggest the absence of recent SEC investigative activity on the following 37 companies --
No SEC Investigative Activity
Company Name | Ticker | Date of Response |
Abaxis, Inc. | ABAX | 13-Jan-2015 |
Advanced Micro Devices, Inc. | AMD | 13-Jan-2015 |
Alliance One International, Inc. | AOI | 7-Jan-2015 |
Altera Corp. | ALTR | 7-Jan-2015 |
Atlas Pipeline Partners LP | APL | 6-Jan-2015 |
China Green Agriculture Inc. | CGA | 5-Jan-2015 |
Cypress Semiconductor Corporation | CY | 7-Jan-2015 |
Dolby Laboratories, Inc. | DLB | 13-Jan-2015 |
Eli Lilly & Company | LLY | 15-Jan-2015 |
Endo Health Solutions Inc. | ENDP | 14-Jan-2015 |
Fairchild Semiconductor International, Inc. | FCS | 8-Jan-2015 |
Farmer Brothers Co. | FARM | 8-Jan-2015 |
Fastenal Company | FAST | 2-Jan-2015 |
Flotek Industries Inc. | FTK | 14-Jan-2015 |
FNB Corporation | FNB | 12-Jan-2015 |
Halliburton Company | HAL | 8-Jan-2015 |
Hibbett Sports, Inc. | HIBB | 2-Jan-2015 |
ICONIX Brand Group, Inc. | ICON | 8-Jan-2015 |
Integrys Energy Group, Inc. | TEG | 12-Jan-2015 |
InterMune, Inc. | ITMN | 15-Jan-2015 |
Jetblue Airways Corp. | JBLU | 14-Jan-2015 |
Krispy Kreme Doughnuts, Inc. | KKD | 15-Jan-2015 |
LinkedIn Corporation | LNKD | 14-Jan-2015 |
Marlin Business Services Corp. | MRLN | 8-Jan-2015 |
Mylan, Inc. | MYL | 13-Jan-2015 |
National Interstate Corporation | NATL | 6-Jan-2015 |
NiSource, Inc. | NI | 8-Jan-2015 |
Piper Jaffray Companies | PJC | 6-Jan-2015 |
Qumu Corp | QUMU | 9-Jan-2015 |
Riverbed Technology, Inc. | RVBD | 6-Jan-2015 |
Sangamo Biosciences Inc. | SGMO | 6-Jan-2015 |
Time Warner Inc. | TWX | 13-Jan-2015 |
Viacom, Inc. | VIAB | 13-Jan-2015 |
VIVUS Inc. | VVUS | 2-Jan-2015 |
WesBanco Inc. | WSBC | 6-Jan-2015 |
Western Alliance Bancorporation | WAL | 14-Jan-2015 |
Xilinx, Inc. | XLNX | 5-Jan-2015 |
To learn more on our process and what our findings mean, click here.
Notes: The SEC did not disclose the details on investigations referenced above. The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security. New SEC investigative activity could theoretically begin or end after the date covered by this latest information which would not be reflected here.