FOIA Update: 37 Companies With No Recent SEC Investigative Activity Found

As of the Date of Response in the table below, we received information from the SEC to suggest the absence of recent SEC investigative activity on the following 37 companies --

No SEC Investigative Activity

Company Name Ticker Date of Response
Abaxis, Inc. ABAX 13-Jan-2015
Advanced Micro Devices, Inc. AMD 13-Jan-2015
Alliance One International, Inc. AOI 7-Jan-2015
Altera Corp. ALTR 7-Jan-2015
Atlas Pipeline Partners LP APL 6-Jan-2015
China Green Agriculture Inc. CGA 5-Jan-2015
Cypress Semiconductor Corporation CY 7-Jan-2015
Dolby Laboratories, Inc. DLB 13-Jan-2015
Eli Lilly & Company LLY 15-Jan-2015
Endo Health Solutions Inc. ENDP 14-Jan-2015
Fairchild Semiconductor International, Inc. FCS 8-Jan-2015
Farmer Brothers Co. FARM 8-Jan-2015
Fastenal Company FAST 2-Jan-2015
Flotek Industries Inc. FTK 14-Jan-2015
FNB Corporation FNB 12-Jan-2015
Halliburton Company HAL 8-Jan-2015
Hibbett Sports, Inc. HIBB 2-Jan-2015
ICONIX Brand Group, Inc. ICON 8-Jan-2015
Integrys Energy Group, Inc. TEG 12-Jan-2015
InterMune, Inc. ITMN 15-Jan-2015
Jetblue Airways Corp. JBLU 14-Jan-2015
Krispy Kreme Doughnuts, Inc. KKD 15-Jan-2015
LinkedIn Corporation LNKD 14-Jan-2015
Marlin Business Services Corp. MRLN 8-Jan-2015
Mylan, Inc. MYL 13-Jan-2015
National Interstate Corporation NATL 6-Jan-2015
NiSource, Inc. NI 8-Jan-2015
Piper Jaffray Companies PJC 6-Jan-2015
Qumu Corp QUMU 9-Jan-2015
Riverbed Technology, Inc. RVBD 6-Jan-2015
Sangamo Biosciences Inc. SGMO 6-Jan-2015
Time Warner Inc. TWX 13-Jan-2015
Viacom, Inc. VIAB 13-Jan-2015
VIVUS Inc. VVUS 2-Jan-2015
WesBanco Inc. WSBC 6-Jan-2015
Western Alliance Bancorporation WAL 14-Jan-2015
Xilinx, Inc. XLNX 5-Jan-2015

 

To learn more on our process and what our findings mean, click here.

Notes: The SEC did not disclose the details on investigations referenced above. The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.  New SEC investigative activity could theoretically begin or end after the date covered by this latest information which would not be reflected here.

No