As of the Date of Response in the table below, we received information from the SEC to suggest the absence of recent SEC investigative activity on the following 32 companies --
No SEC Investigative Activity
| Company Name | Ticker | Date of Response |
| AGL Resources, Inc. | GAS | 30-Dec-2014 |
| Applied Micro Circuits Corp. | AMCC | 31-Dec-2014 |
| ARRIS Group Inc. | ARRS | 31-Dec-2014 |
| Ashland Inc. | ASH | 22-Dec-2014 |
| Boston Private Financial Holdings, Inc. | BPFH | 22-Dec-2014 |
| CBL & Associates Properties Inc. | CBL | 31-Dec-2014 |
| Daktronics Inc. | DAKT | 31-Dec-2014 |
| Fidelity National Financial, Inc. | FNF | 30-Dec-2014 |
| Frequency Electronics, Inc. | FEIM | 23-Dec-2014 |
| Intersections Inc. | INTX | 31-Dec-2014 |
| Investors Bancorp Inc. | ISBC | 31-Dec-2014 |
| Landstar System Inc. | LSTR | 24-Dec-2014 |
| Markwest Energy Partners, L.P. | MWE | 29-Dec-2014 |
| ModusLink Global Solutions, Inc. | MLNK | 23-Dec-2014 |
| Moody's Corp. | MCO | 24-Dec-2014 |
| Novartis AG | NVS | 31-Dec-2014 |
| Orient-Express Hotels Ltd. | OEH | 23-Dec-2014 |
| Parker Drilling Co. | PKD | 30-Dec-2014 |
| PerkinElmer, Inc. | PKI | 31-Dec-2014 |
| Perrigo Co. | PRGO | 31-Dec-2014 |
| PetroHawk Energy Corp. | HK | 31-Dec-2014 |
| Receptos Inc. | RCPT | 23-Dec-2014 |
| SLM Corporation | SLM | 30-Dec-2014 |
| Smith & Nephew PLC | SNN | 31-Dec-2014 |
| Superior Industries International, Inc. | SUP | 23-Dec-2014 |
| Susquehanna Bancshares, Inc. | SUSQ | 29-Dec-2014 |
| TiVo, Inc. | TIVO | 31-Dec-2014 |
| UIL Holdings Corp. | UIL | 31-Dec-2014 |
| Universal Corp. | UVV | 31-Dec-2014 |
| Valero Energy Corporation | VLO | 30-Dec-2014 |
| Vornado Realty Trust | VNO | 31-Dec-2014 |
| Westamerica Bancorp | WABC | 30-Dec-2014 |
To learn more on our process and what our findings mean, click here.
Notes: The SEC did not disclose the details on investigations referenced above. The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security. New SEC investigative activity could theoretically begin or end after the date covered by this latest information which would not be reflected here.
