FOIA Update: 31 Companies With No Recent SEC Investigative Activity Found

The Probes Reporter FOIA Update is designed to let you know of new documents and information we recently received from the SEC in response to our Freedom of Information Act requests, appeals, and follow-up activities. 

No SEC Investigative Activity

As of the date of the SEC response in the table below, we received information from the SEC to suggest the absence of recent SEC investigative activity on the following 31 companies:

Company Name Ticker Date of Response
Akorn Inc. AKRX 9-Dec-2014
Anadarko Petroleum Corporation APC 10-Dec-2014
Brown Shoe Co. Inc. BWS 11-Dec-2014
DTS Inc. DTSI 11-Dec-2014
Enterprise Products Partners L.P. EPD 11-Dec-2014
Entropic Communciations, Inc. ENTR 9-Dec-2014
First Industrial Realty Trust Inc. FR 11-Dec-2014
First South Bancorp Inc. FSBK 11-Dec-2014
Flagstar Bancorp Inc. FBC 9-Dec-2014
Green Plains Renewable Energy, Inc. GPRE 9-Dec-2014
Highwoods Properties, Inc. HIW 9-Dec-2014
Invacare Corporation IVC 9-Dec-2014
Kulick and Soffa Industries, Inc. KLIC 9-Dec-2014
Nutraceutical International Corporation NUTR 10-Dec-2014
Pennsylvania Real Estate Investment Trust PEI 10-Dec-2014
Penske Automotive Group, Inc. PAG 10-Dec-2014
PTC Inc. PTC 9-Dec-2014
RadiSys Corporation RSYS 10-Dec-2014
Restoration Hardware Holdings Inc. RH 9-Dec-2014
Salix Pharmaceuticals Ltd. SLXP 10-Dec-2014
South Jersey Industries, Inc. SJI 8-Dec-2014
Spansion Inc. CODE 10-Dec-2014
Superior Energy Services, Inc. SPN 8-Dec-2014
Theravance, Inc. THRX 8-Dec-2014
Threshold Pharmaceuticals Inc. THLD 9-Dec-2014
Titan International, Inc. TWI 11-Dec-2014
Universal Forest Products Inc. UFPI 10-Dec-2014
Unwired Planet, Inc. UPIP 11-Dec-2014
WellCare Health Plans, Inc. WCG 8-Dec-2014
Werner Enterprises, Inc. WERN 8-Dec-2014
Western Union Co. WU 10-Dec-2014

 

To learn more on our process and what our findings mean, click here.

Notes: The SEC did not disclose the details on investigations referenced above. The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.  New SEC investigative activity could theoretically begin or end after the date covered by this latest information which would not be reflected here.

No