E Trade Financial Corporation (ETFC): Removed from Watch List.
Not much to explain a recent undisclosed SEC investigation, unfortunately. We recently received a one-page "opening narrative" to which our access was denied in full. The date was not specified. Our recent research history shows the first response indicating an SEC probe was dated 16-Jun-2017, and then confirmed on 20-Sep-2017.
This article is premium content. To continue reading, please Sign In or Join at the top of this page.
