Capital One Financial Corporation – SEC Investigation Update


Capital One Financial Corporation – COF:  SEC Investigation Update

An undisclosed SEC investigation is again confirmed, as of 21-Apr-2021.  We’ve been tracking an undisclosed SEC investigation at Capital One since Sep-2019. This is a change from Oct-2018, at which time no signs of ongoing SEC investigative activity were found.  Maintained on Watch List. 


The full SEC Investigation Update report we published on this company is only visible when logged-in.

Client Log-in          Become a Client