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BP plc – BP: An undisclosed SEC investigation is again confirmed. The first Freedom of Information Act (FOIA) response indicating SEC investigation was dated 20-Feb-2018. On-going enforcement proceedings confirmed on appeal two times since, most recently on 21-May-2019. For this reason, BP plc remains on our Watch List of companies with confirmed, undisclosed SEC investigations. We also found signs of three SEC investigations since 2011.
Clients are invited to contact us anytime, in total confidence, to discuss how to better assess the risks we identify here.
Note: New SEC investigative activity could theoretically begin or end after the date covered by this latest information which would not be reflected here.