Probes Reporter Watch List: 90 US Companies with Undisclosed SEC Probes - January 02, 2020

Click on the PDF above to get access to our full Watch List of US-listed public companies with confirmed, but undisclosed SEC investigations.  It is based on data we acquired under the US Freedom of Information Act.  (You must be logged-in to see PDF)

  • Every company on our Watch List has a fullly detailed SEC Investigative Update report (posted here at our site) to go with it.
  • Our clients get access to all of our reports for companies on the Watch List as they are published, in real-time. 

If you're not already a client of Probes Reporter, click here to learn more.

Not quite ready to become a client?  In that case, be sure to register to get our free alerts (it's the orange box on our home page).  Lots of good material comes out there too.


To learn more on our process and what our findings mean, click here.

Notes: The SEC did not disclose the details on investigations referenced above. The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.  New SEC investigative activity could theoretically begin or end after the date covered by this latest information which would not be reflected here.