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Latest Research & Analysis
3-Jul-2018 - Flagstar Bancorp Inc. (FBC): Removed from Watch List. Documents received on a recent undisclosed SEC probe that just ended in Apr-2018, but they are not helpful. Two pages released; a single page Case Closing Report and a termination letter sent to the company in Mar-Apr...
3-Jul-2018 - Globus Medical Inc. (GMED): Removed from Watch List. Documents Received. We recently received 50 pages of analytically-rich documents, dated 2016-2017, from an SEC probe into whistleblower and related employee practices at Globus Medical. The company claimed...
3-Jul-2018 - Goodyear Tire & Rubber Co. (GT): Removed from Watch List. Documents recently received, but not analytically useful. We received 5 pages of heavily-redacted emails, dated from Feb-2017 to Feb-2018, but they shed no light on what this recent undisclosed SEC...
3-Jul-2018 - Korea Electric Power Corp. (KEP): Removed from Watch List. Documents recently received. We recently learned Korea Electric Power was investigated for FCPA matters as part of an SEC investigation titled, "In the Matter of Peabody Energy Corporation". We have...
3-Jul-2018 - Legg Mason Inc. (LM): Removed from Watch List. It appears the SEC investigation(s) that previously caused our access to records to be denied on Legg Mason Inc. is now over. We have been steadily tracking SEC investigative activity at this company since Sep-2012....
3-Jul-2018 - Lexington Realty Trust (LXP): Removed from Watch List. Documents recently received. Lexington Realty Trust was one of many companies named in an Aug-2016 SEC investigation titled, "Certain non-GAAP Revenue Adjustments". Twenty-three pages released, a one-page...
3-Jul-2018 - Lions Gate Entertainment Corp. (LGF): Removed from Watch List. Document recently received. In Jun-2018, the SEC released a one-page Case Closing Report, dated 31-Jan-2017, from an unspecified SEC investigation of Lions Gate. The SEC also withheld a 10-page...
3-Jul-2018 - Monsanto Company (MON): Removed from Watch List. Documents recently identified but blocked. Recent responses tell us undisclosed SEC investigative activity has ended. In Jun-2018, the SEC said it identified, and then blocked our access to "a 3-page case opening and...