Latest Research & Analysis

2-Oct-2014 - Whether or not you agree with the Foreign Corrupt Practices Act, it is the law here in the US and violating the same can get you in trouble.  If you're one of the many inclined to quickly dismiss, or even pooh-pooh FCPA investigations as little more than "nuisances" posing no...

25-Sep-2014 - Based on new information received from the SEC, we are removing Regeneron Pharmaceuticals, Inc. (REGN) from our Watch List. 17-Sep-2014:  In response to an appeal we filed with the SEC's Office of the General Counsel, the SEC has now informed us there are no records...

25-Sep-2014 - Based on new information received from the SEC, we are removing Twenty-First Century Fox (FOXA) from our Watch List. 16-Sep-2014:  In response to an appeal we filed with the SEC's Office of the General Counsel, the SEC has now informed us there are no records responsive...

25-Sep-2014 - Based on new information received from the SEC, we are removing Yahoo (YHOO) from our Watch List. 15-Sep-2014:  In response to an appeal we filed with the SEC's Office of the General Counsel, the SEC has now informed us there are no records responsive to our...

25-Sep-2014 - Based on new information received from the SEC, we are removing Valmont Industries  (VMI) from our Watch List. 18-Sep-2014:  In response to an appeal we filed with the SEC's Office of the General Counsel, we were informed the law enforcement exemption no longer applies...

17-Sep-2014 - From July 2012 to August 2014, we filed and received responses from the SEC on 32 separate Freedom of Information Act (FOIA) requests seeking records on the top 10 US banks (as ranked by total assets).  We were stunned to learn three of the top 10 US banks have/had exposure to...

16-Sep-2014 - The Probes Reporter™ Watch List tracks those companies involved in undisclosed SEC investigative activity.  Names are added to and removed from this list frequently based on responses we receive to Freedom of Information Act (FOIA) requests we file with the SEC.  This is...

15-Sep-2014 - Last September The Economist ran a cover story titled, "How America is criminalising the company: The world's biggest shakedown?".  In response Probes Reporter's CEO, John P. Gavin, CFA, wrote a letter to the Editor lamenting the problems we routinely encounter through the SEC's...

Pages