Latest Research & Analysis

7-Oct-2019 - No Recent SEC Investigative Records Found – 84 Companies Published 07-Oct-2019 As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity.  If you think any...

1-Oct-2019 - Lions Gate Entertainment Corp. – LGF:  SEC Investigation Update Involvement in a previously undisclosed SEC investigation now appears over. Removed from Watch List.  To access the full report, click on the PDF (only visible when logged-in). Probes Reporter® research...

30-Sep-2019 - Moody's Corp. – MCO:  SEC Investigation Update To access the full report, click on the PDF (only visible when logged-in). Probes Reporter® research provides data, commentary, and analysis on public company interactions with investors and with the SEC.   Our work is...

30-Sep-2019 - Nike, Inc. – NKE:  SEC Investigation Update Confirmed, Undisclosed SEC Investigation. The first Freedom of Information Act (FOIA) response indicating an SEC investigation was dated 09-May-2019, and later confirmed in an appeal response dated 19-Aug-2019. This is a change from a...

30-Sep-2019 - Piper Jaffray Companies – PJC:  SEC Investigation Update To access the full report, click on the PDF (only visible when logged-in). Probes Reporter® research provides data, commentary, and analysis on public company interactions with investors and with the SEC.   Our...

30-Sep-2019 - PNC Financial Services Group, Inc. – PNC:  SEC Investigation Update To access the full report, click on the PDF (only visible when logged-in). Probes Reporter® research provides data, commentary, and analysis on public company interactions with investors and with the SEC....

30-Sep-2019 - Twitter, Inc. – TWTR:  SEC Investigation Update To access the full report, click on the PDF (only visible when logged-in). Probes Reporter® research provides data, commentary, and analysis on public company interactions with investors and with the SEC.   Our work is...

25-Sep-2019 - Ameriprise Financial Inc. –AMP:  SEC Investigation Update To access the full report, click on the PDF (only visible when logged-in). Probes Reporter® research provides data, commentary, and analysis on public company interactions with investors and with the SEC.   ...

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