Latest Research & Analysis

28-May-2019 - No Recent SEC Investigative Records Found – 123 Companies As of the date of the response in the table below, we received Freedom of Information Act (FOIA) responses from the SEC to suggest the absence of recent SEC investigative activity.  If you think any of these companies...

28-May-2019 - To access the full report, click on the PDF (only visible when logged-in). CBS Corp. – CBS:  Something Curious Between CBS Corp. and the SEC.   On 01-Apr-2019, the SEC cited the "law enforcement exemption" of the Freedom of Information Act (FOIA) as basis to deny...

28-May-2019 - To access the full report, click on the PDF (only visible when logged-in). Chevron Corporation – CVX: An undisclosed SEC investigation is again confirmed. The first Freedom of Information Act (FOIA) response indicating SEC investigation was dated 10-Jul-2018. On-going enforcement...

28-May-2019 - To access the full report, click on the PDF (only visible when logged-in). DXC Technology Company, the Computer Sciences unit – DXC/CSC:  Removed from Watch List.  It appears the SEC investigation(s) that previously caused our access to records to be denied on the...

28-May-2019 - To access the full report, click on the PDF (only visible when logged-in). eBay, Inc. – EBAY: An undisclosed SEC investigation is again confirmed. The first Freedom of Information Act (FOIA) response indicating an SEC investigation was dated 24-May-2018. On-going enforcement...

28-May-2019 - To access the full report, click on the PDF (only visible when logged-in). Maiden Holdings Ltd. – MHLD: Confirmed, Undisclosed SEC Investigation. With this report we are updating an earlier report we published on Maiden Holdings with data received on AmTrust Financial Services,...

28-May-2019 - To access the full report, click on the PDF (only visible when logged-in). National General Holdings Corp. – NGHC: Confirmed, Undisclosed SEC Investigation. With this report we are updating an earlier report we published on National General Holdings with data received on AmTrust...

28-May-2019 - To access the full report, click on the PDF (only visible when logged-in). Raymond James Financial Inc. – RJF:  Confirmed, Undisclosed SEC Investigation. The first Freedom of Information Act (FOIA) response indicating an SEC investigation was dated 12-Apr-2019, and later...

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