Latest Research & Analysis

11-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). Amgen, Inc. – AMGN:  Confirmed, Undisclosed SEC Investigation. We tracked undisclosed SEC investigative activity off-and-on at Amgen dating back to Sep-2013.  The first Freedom of Information Act...

11-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). BP plc – BP:  An undisclosed SEC investigation is again confirmed. The first Freedom of Information Act (FOIA) response indicating SEC investigation was dated 20-Feb-2018. On-going enforcement...

11-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). Gartner Inc. – IT: Confirmed, Undisclosed SEC Investigation. The first Freedom of Information Act (FOIA) response indicating an SEC investigation was dated 05-Apr-2019, and later confirmed in an appeal...

11-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). Ingersoll-Rand Plc – IR: An undisclosed SEC investigation is again confirmed. We found at least two SEC investigations since Oct-2012.  The Freedom of Information Act (FOIA) response indicating more...

11-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). Molson Coors Brewing Company – TAP:  Involvement in a Previously Undisclosed SEC Investigation Now Appears Over.  It appears the SEC investigation(s) that recently caused our access to records to...

11-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). NetApp, Inc. – NTAP:  Confirmed, Undisclosed SEC Investigation. The first Freedom of Information Act (FOIA) response indicating an SEC investigation was dated 22-Mar-2019, and later confirmed in an...

11-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). Paycom Software Inc – PAYC:  An undisclosed SEC investigation is again confirmed. The first Freedom of Information Act (FOIA) response indicating SEC investigation was dated 17-Aug-2018. On-going...

11-Jun-2019 - To access the full report, click on the PDF (only visible when logged-in). Service Corp International – SCI: Confirmed, Undisclosed SEC Investigation. The first Freedom of Information Act (FOIA) response indicating an SEC investigation was dated 04-Apr-2019, and later confirmed...

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