Latest Research & Analysis

3-Mar-2020 - Newell Brands, Inc. – NWL:  SEC Investigation Update Newly Disclosed SEC Investigation   We break it down and tell you what makes this new disclosure so troubling.    Watch List Status: Removed from Watch List of...

2-Mar-2020 - BP, plc – BP:  Update – An undisclosed SEC investigation is again confirmed.  Third time since Feb-2018.  Maintained on Watch List.   To access the full SEC Investigation Update report we published on this company        ...

2-Mar-2020 - Chevron Corporation – CVX:  Update – An undisclosed SEC investigation is again confirmed.  Third time since Jul-2018.  Maintained on Watch List.   To access the full SEC Investigation Update report we published on this company      ...

2-Mar-2020 - CVS Health Corporation – CVS:  Update – An undisclosed SEC investigation is again confirmed.  Fifth time since Oct-2016.  Maintained on Watch List.   To access the full SEC Investigation Update report we published on this company     ...

2-Mar-2020 - Revlon Inc. – REV:  Added to Watch List of companies with confirmed, undisclosed SEC investigations.   To access the full SEC Investigation Update report we published on this company               ...

2-Mar-2020 - Update:  02-Mar-2020 -- Removed from Watch List. An appeal response of 30-Jan-2020, tells us there is no longer an ongoing SEC investigation.  The related file has been remanded for further processing.  The first response indicating an SEC investigation was dated...

1-Mar-2020 - Cardinal Health Inc. – CAH:  SEC Investigation Update February 29, 2020 Update:  Removed from Watch List.   Since early 2018, we repeatedly warned about an undisclosed SEC probe at Cardinal Health. On Friday, 28-Feb-2020, the company settled a joint SEC/DOJ FCPA...

27-Feb-2020 - Amazon.com Inc. – AMZN:  Another undisclosed SEC investigation is again confirmed.  2nd time since May-2019.  Our research history shows that five times between Jun-2014 and May-2017, the SEC confirmed enforcement proceedings that were both ongoing and undisclosed at...

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