Latest Research & Analysis

19-Jun-2014 - In response to administrative appeals we filed, the SEC recently confirmed on-going enforcement proceedings for each company appearing in today’s update.  Our research shows they remain undisclosed. We previously alerted readers to the risk of a “Possible Undisclosed SEC...

19-Jun-2014 - In those instances noted below the SEC cited the "law enforcement exemption" of the FOIA as basis to block our access to the detailed records on the public companies included in this update.  As a matter of law, they are acknowledging some sort of investigative...

18-Jun-2014 - Though lawmakers expressed concern about Comcast's proposed acquisition of Time Warner Cable, many suggest regulators still are expected to approve the merger.  But no one’s talking about what impact undisclosed and recently on-going SEC investigations could have on...

18-Jun-2014 - Based on new information recently received from the SEC suggesting investigative activity is over, we are removing the companies listed in today's update from our Watch List.In those instances noted below the SEC previously cited the "law enforcement exemption" of the...

16-Jun-2014 - Baxter International has a confirmed, undisclosed SEC investigation that was on-going as of 19-May-2014. Timing of company disclosures and SEC responses to us suggests this is separate from a multi-year Foreign Corrupt Practices Act (FCPA) investigation the company claims was...

13-Jun-2014 - For those watching the Priceline deal to buy OpenTable for $2.6 billion, a search of our database shows the following --An absence of SEC investigative activity for both companies as of dates noted below.*  Neither company is or has been on the Probes Reporter Watch List.We have...

9-Jun-2014 - In response to administrative appeals we filed, the SEC recently confirmed on-going enforcement proceedings for each company appearing in today’s update.  Our research shows they remain undisclosed.We previously alerted readers to the risk of a “Possible Undisclosed...

6-Jun-2014 - The announcement by Hertz Global Holdings (HTZ) today of its need to the need to restate earnings as a result of accounting errors is almost certain to trigger a new SEC investigation; that is, if it hasn’t already.  If/when that happens, don't count on the company to rush to...

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