Latest Research & Analysis

24-Jul-2014 - New data received from the SEC this week affirms there are no signs of SEC investigative activity for Time Warner Cable, Inc. (TWC).  This update is consistent with our research note on Time Warner and Comcast published 18-Jun-2014. At that time we indicated there were no signs...

23-Jul-2014 - In response to administrative appeals we filed, the SEC recently confirmed on-going enforcement proceedings for each company appearing in today’s update.  Our research shows they remain undisclosed. We previously alerted readers to the risk of a “Possible Undisclosed SEC...

22-Jul-2014 - Last Friday a representative from Intel contacted us to dispute our recently published reports indicating the company has an undisclosed SEC investigation.  In a follow-up conversation and email exchanges, this same Intel official claimed the company is not aware of any ongoing...

21-Jul-2014 - Based on new information received from the SEC, we are removing Allergan from our Watch List.  The SEC also denied our access to documents that would explain what took place in an SEC investigation which closed on 02-Jan-2013."Files Do Not Contain Information Responsive to...

18-Jul-2014 - In those instances noted below the SEC cited the "law enforcement exemption" of the FOIA as basis to block our access to the detailed records on the public companies included in this update.  As a matter of law, they are acknowledging some sort of investigative activity. The...

17-Jul-2014 - In response to administrative appeals we filed, the SEC recently confirmed on-going enforcement proceedings for each company appearing in today’s update.  Our research shows they remain undisclosed. We previously alerted readers to the risk of a “Possible Undisclosed SEC...

10-Jul-2014 - Based on new information received from the SEC, we are removing DEERE & CO (DE) from our Watch List.The SEC had previously cited the "law enforcement exemption" of the FOIA as basis to block our access to the detailed records we sought on Deere.  As a matter of law...

10-Jul-2014 - In those instances noted below the SEC cited the "law enforcement exemption" of the FOIA as basis to block our access to the detailed records on the public companies included in this update.  As a matter of law, they are acknowledging some sort of investigative...

Pages