Latest Research & Analysis

15-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). Ciena Corp. – CIEN:  SEC investigative activity was recently confirmed as on-going, so it appears this remains an exposure to the company.  It’s a disclosed FCPA matter and we see progress toward...

15-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). Core Laboratories NV – CLB:  An undisclosed SEC investigation is again confirmed.  The first response indicating an SEC investigation was dated 06-Jun-2017, at which time CLB's disclosures were...

15-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). Gilead Sciences, Inc. – GILD: Undisclosed SEC investigation is again confirmed.  The first response indicating SEC investigation was dated 19-Jun-2017. On-going enforcement proceedings confirmed three...

15-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). InnerWorkings Inc. – INWK:  Added to our Watch List of companies with undisclosed SEC investigations. The first response indicating an SEC investigation was dated 15-Nov-2018, and later confirmed on 15-...

15-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). MasTec Inc. – MTZ:  An undisclosed SEC investigation is again confirmed.  The first response indicating an SEC investigation was dated 07-May-2018, and later confirmed on 05-Jun-2018. This is a...

15-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). National General Holdings Corp. – NGHC: An undisclosed SEC investigation is again confirmed.  The first response indicating SEC investigation was dated 17-Nov-2016. On-going enforcement proceedings...

15-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). National Oilwell Varco, Inc – NOV:  An undisclosed SEC investigation is again confirmed. The first response indicating SEC investigation was dated 31-Jul-2017, which was now confirmed three times...

15-Mar-2019 - To access the full report, click on the PDF (only visible when logged-in). Primoris Services Corp – PRIM:  Added to Watch List of companies with undisclosed SEC investigations. We know there was an investigation that the company says ended in 3Q-2018.  Yet our first...

Pages